Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Antonios Petros Savvas

  IRN APS00031

  • CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2004)
• Antony Charlton Beltran

  IRN ACB01180

  • CF1 Director (AR) (29 Jun 2007 to 30 Aug 2007)
  • CF22 Investment Adviser (Trainee) (29 Jun 2007 to 30 Aug 2007)
• Antony David Cardwell

  IRN AXC00135

  • CF21 Investment Adviser (9 Feb 2004 to 16 Aug 2004)
  • CF22 Investment Adviser (Trainee) (22 Aug 2003 to 9 Feb 2004)
• Antony Meek

  IRN AXM00119

  • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Antony Moore

  IRN AXM00129

  • CF1 Director (AR) (29 Nov 2005 to 1 Jul 2007)
  • CF21 Investment Adviser (3 Jun 2003 to 1 Jul 2007)
  • CF22 Investment Adviser (Trainee) (21 Nov 2002 to 3 Jun 2003)
  • CF4 Partner (AR) (21 Nov 2002 to 29 Nov 2005)
• Antony Philip Garner

  IRN APG00004

  • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
  • CF21 Investment Adviser (8 Jun 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 8 Jun 2005)
• Arun Matta

  IRN RXM00063

  • CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2002)
• Ashley Malpas

  IRN AXM85478

  • [FCA CF] Functions requiring qualifications (29 Apr 2022 to 1 Oct 2023)
• Ashley Mark Shepherd

  IRN AMS01247

  • CF29 Significant management (1 Nov 2007 to 14 Sep 2010)
  • CF16 Significant Mgt (Desgntd Investment Business) (10 May 2005 to 31 Oct 2007)
• Ashley Simon Marshall

  IRN ASM01125

  • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
  • CF21 Investment Adviser (4 Oct 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (14 Mar 2005 to 4 Oct 2005)

• Campbell Martin Ltd (no longer appointed)

  FRN 402675 · Appointed 9 Aug 2004 · Until 3 Sep 2005

• Face 2 Face Financial Solutions Ltd (no longer appointed)

  FRN 402343 · Appointed 22 Jul 2004 · Until 26 Oct 2006

• Assured Financial Solutions UK Ltd (no longer appointed)

  FRN 401733 · Appointed 30 Jun 2004 · Until 25 Apr 2005

• Compass Financial Planning Limited (no longer appointed)

  FRN 401672 · Appointed 29 Jun 2004 · Until 25 Mar 2006

• Malcolm James & Partners Estate Agents (no longer appointed)

  FRN 201462 · Appointed 21 Jun 2004 · Until 24 Jan 2008

• M Byrne Insurance (no longer appointed)

  FRN 401409 · Appointed 15 Jun 2004 · Until 2 Sep 2007

• Case (UK) Corporation Ltd (no longer appointed)

  FRN 401336 · Appointed 10 Jun 2004 · Until 16 Apr 2007

• Parklane Mortgage & Financial Exchange (no longer appointed)

  FRN 401208 · Appointed 3 Jun 2004 · Until 2 Aug 2007

• Alan Bell Mortgages Ltd (no longer appointed)

  FRN 401092 · Appointed 26 May 2004 · Until 31 Oct 2004

• Tony Walker Financial Planning Services (no longer appointed)

  FRN 401070 · Appointed 25 May 2004 · Until 27 Jun 2007

No changes recorded yet.