Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Manjeet Singh Rakhra

    IRN MSR01061

    • CF21 Investment Adviser (11 Feb 2004 to 30 Sep 2005)
    • CF22 Investment Adviser (Trainee) (12 Feb 2003 to 12 Dec 2003)
  • Manjit Singh Jhooty

    IRN MSJ00015

    • CF1 Director (AR) (14 Mar 2005 to 31 Oct 2006)
    • CF22 Investment Adviser (Trainee) (20 May 2003 to 31 Dec 2004)
  • Marc Andrew Turner

    IRN MAT01107

    • CF22 Investment Adviser (Trainee) (4 Apr 2002 to 8 Jul 2002)
  • Marc Buxton

    IRN MXB00151

    • CF21 Investment Adviser (14 May 2002 to 27 Aug 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 May 2002)
  • Marc Liam Steward

    IRN MXS03563

    • [FCA CF] Client dealing (8 Mar 2021 to 1 Oct 2023)
    • [FCA CF] Functions requiring qualifications (8 Mar 2021 to 1 Oct 2023)
  • Marc Richard Bailey

    IRN MRB01120

    • CF1 Director (AR) (3 Sep 2003 to 22 Oct 2003)
  • Marco Edward Hendrick

    IRN MEH01097

    • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Marcus James Hill

    IRN MJH01399

    • CF1 Director (AR) (18 Oct 2002 to 1 Jun 2004)
  • Marcus Jason Brown

    IRN MJB00111

    • CF30 Customer (1 Nov 2007 to 21 Jul 2008)
    • CF21 Investment Adviser (8 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Jun 2005 to 8 Dec 2005)
  • Margaret Denise Jordan

    IRN MDJ00002

    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.