Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
Complaints Contact
AvivaCustomer RelationsYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
Pension Transfer Advice
For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme
Investment Advice (no pensions)
For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme
Mortgage Advice
For Customer, Regulated mortgage contract
Authorised to Operate
Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme
Mortgage Arranging
For Customer, Regulated mortgage contract
Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Trades With You Directly
For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Runs Personal Pensions
Mortgage Setup
For Customer, Regulated mortgage contract
Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
- Mel Gerard Carvill
IRN MGC01042
- (2065)CF2 Non Executive Director (21 Apr 2015 to 29 Dec 2017)
- Melanie Elizabeth Hind
IRN MEM01123
- (3168)CF29 Significant management (7 Apr 2011 to 30 Apr 2012)
- (3170)CF10 Compliance Oversight (15 Sep 2010 to 30 Apr 2012)
- (3169)CF28 Systems and controls (15 Sep 2010 to 4 Apr 2011)
- Melvyn Warren Sadofsky
IRN MWS00002
- (1618)CF1 Director (AR) (14 Oct 2005 to 26 Oct 2005)
- Mervyn Andrew Nugent
IRN MAN00004
- (564)CF7 Sole Trader (AR) (1 Dec 2001 to 14 Nov 2005)
- (563)CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2007)
- Mervyn Hughes
IRN MEH00017
- (749)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2003)
- Michael Alec Reynolds
IRN MAR00015
- (646)CF4 Partner (AR) (1 Dec 2001 to 28 Oct 2005)
- (645)CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2005)
- Michael Anthony Hodges
IRN MAH00079
- (1105)CF21 Investment Adviser (30 Jan 2003 to 16 Jun 2003)
- (1104)CF22 Investment Adviser (Trainee) (25 Jun 2002 to 30 Jan 2003)
- Michael Anthony John Harding
IRN MAH01249
- (386)CF22 Investment Adviser (Trainee) (24 Jan 2006 to 28 Feb 2006)
- Michael Anthony Marshall
IRN MAM00019
- (1199)CF21 Investment Adviser (25 Nov 2002 to 31 Aug 2004)
- (1198)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Nov 2002)
- Michael Anthony Sellers
IRN MAS00060
- (1196)CF22 Investment Adviser (Trainee) (5 Feb 2002 to 1 Apr 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
- Shires Estate Agents Limited(no longer appointed)
FRN 158303 · Appointed 16 Apr 1987 · Until 16 Apr 2002
- Vernons Financial Services Limited(no longer appointed)
FRN 162417 · Appointed 14 Apr 1987 · Until 16 Sep 2002
- Wallace Financial Services(no longer appointed)
FRN 200776 · Appointed 27 Feb 1987 · Until 5 Sep 2002
- Independent Insurance Information Ltd(no longer appointed)
FRN 158283 · Appointed 1 Oct 1986 · Until 25 Jul 2007
- Financial Planning (Wells) Limited(no longer appointed)
FRN 164514 · Appointed 24 Apr 1986 · Until 16 Sep 2002
- Kilsyth Insurance Services(no longer appointed)
FRN 135117 · Appointed 6 Nov 1985 · Until 16 Sep 2002
- Readers Digest Financial Services Limited(no longer appointed)
FRN 201136 · Appointed 21 Jun 1985 · Until 16 Sep 2002
- Warren Brown Estate Agents(no longer appointed)
FRN 179512 · Appointed 1 Apr 1985 · Until 12 Feb 2004
Recent activity
Updates to this firm's record on the FCA register.
controlled function added: (3629)CF22 Investment Adviser (Trainee)
controlled function added: (3628)[FCA CF] Significant management
controlled function added: (3627)[FCA CF] Manager of certification employee
controlled function added: (3626)SMF3 Executive Director
controlled function added: (3625)CF1 Director (AR)
controlled function added: (3624)CF1 Director (AR)
controlled function added: (3623)CF1 Director
controlled function added: (3622)CF1 Director (AR)
controlled function added: (3621)CF1 Director
controlled function added: (3620)SMF1 Chief Executive