Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (17 May 2013 to 30 Jun 2014)
- Responsible for Insurance Mediation (8 Oct 2010 to 30 Jun 2014)
- CF30 Customer (8 Oct 2010 to 23 Dec 2010)
- CF1 Director (8 Oct 2010 to 30 Jun 2014)
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- CF30 Customer (1 Nov 2007 to 25 Jan 2010)
- CF21 Investment Adviser (16 Mar 2006 to 31 Oct 2007)
- CF1 Director (AR) (31 Oct 2004 to 8 Oct 2010)
- CF22 Investment Adviser (Trainee) (28 Oct 2004 to 16 Mar 2006)
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- Employed By (11 Jun 2003 to 8 Oct 2010)
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- CF21 Investment Adviser (30 Jan 2003 to 16 Jun 2003)
- CF22 Investment Adviser (Trainee) (25 Jun 2002 to 30 Jan 2003)
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- CF21 Investment Adviser (30 Jan 2003 to 16 Jun 2003)
- CF22 Investment Adviser (Trainee) (25 Jun 2002 to 30 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.