Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 4wealth Ltd (no longer approved here)

    FRN 526121

    • CF11 Money Laundering Reporting (17 May 2013 to 30 Jun 2014)
    • Responsible for Insurance Mediation (8 Oct 2010 to 30 Jun 2014)
    • CF30 Customer (8 Oct 2010 to 23 Dec 2010)
    • CF1 Director (8 Oct 2010 to 30 Jun 2014)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Nov 2007 to 25 Jan 2010)
    • CF21 Investment Adviser (16 Mar 2006 to 31 Oct 2007)
    • CF1 Director (AR) (31 Oct 2004 to 8 Oct 2010)
    • CF22 Investment Adviser (Trainee) (28 Oct 2004 to 16 Mar 2006)
  • 4 Wealth Ltd (no longer approved here)

    FRN 225330

    • Employed By (11 Jun 2003 to 8 Oct 2010)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (30 Jan 2003 to 16 Jun 2003)
    • CF22 Investment Adviser (Trainee) (25 Jun 2002 to 30 Jan 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (30 Jan 2003 to 16 Jun 2003)
    • CF22 Investment Adviser (Trainee) (25 Jun 2002 to 30 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.