Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Rachael Ella-Beth Buchanan
IRN REB01074
- (3583)CF4 Partner (AR) (26 Jun 2003 to 16 Jul 2007)
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Rachel Ann Price
IRN RAP00078
- (2626)CF21 Investment Adviser (1 Nov 2002 to 31 Dec 2004)
- (2625)CF22 Investment Adviser (Trainee) (17 Apr 2002 to 1 Nov 2002)
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Rachel Hannon
IRN RXH84102
- (49)SMF18 Other Overall Responsibility (since 14 May 2025)
- (3012)[FCA CF] Significant management (27 May 2022 to 13 May 2025)
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Rachel Jane Birtwell
IRN RJB00122
- (3386)CF22 Investment Adviser (Trainee) (27 Sep 2005 to 11 Oct 2006)
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Rachel Louise Picker
IRN RLB01085
- (2767)CF30 Customer (30 May 2008 to 26 Feb 2010)
- (2769)CF21 Investment Adviser (2 Mar 2007 to 4 Oct 2007)
- (2768)CF22 Investment Adviser (Trainee) (18 Aug 2005 to 2 Mar 2007)
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Rachel Lucy Finn
IRN RLF01020
- (2889)CF21 Investment Adviser (28 Nov 2006 to 2 Sep 2007)
- (2888)CF22 Investment Adviser (Trainee) (3 Aug 2006 to 28 Nov 2006)
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Rachel Whitaker
IRN RXW00212
- (2507)[FCA CF] Significant management (15 Mar 2021 to 31 Dec 2021)
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Rajinder Singh Dehele
IRN RSD00009
- (2886)CF21 Investment Adviser (1 Dec 2001 to 2 Sep 2005)
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Rakesh Parmar
IRN RXP01380
- (3095)CF30 Customer (30 Jan 2009 to 16 Sep 2010)
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Ralph John Baker
IRN RJB00037
- (2483)CF4 Partner (AR) (1 Dec 2001 to 5 Jun 2006)
- (2482)CF21 Investment Adviser (1 Dec 2001 to 21 Apr 2006)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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WH SMITH RETAIL HOLDINGS LIMITED (no longer appointed)
FRN 435999 · Appointed 22 Jul 2005 · Until 24 Jan 2008
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MCA Financial Management (no longer appointed)
FRN 432851 · Appointed 18 May 2005 · Until 31 Oct 2006
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Harbour Independent Mortgage Brokers (no longer appointed)
FRN 207616 · Appointed 28 Apr 2005 · Until 2 Mar 2006
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Harry Bennett & Associates Ltd (no longer appointed)
FRN 430718 · Appointed 6 Apr 2005 · Until 22 Nov 2005
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Deborah Yea Partnership Ltd (no longer appointed)
FRN 429359 · Appointed 10 Mar 2005 · Until 30 Jul 2007
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (3629)CF22 Investment Adviser (Trainee)
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controlled function added: (3628)[FCA CF] Significant management
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controlled function added: (3627)[FCA CF] Manager of certification employee
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controlled function added: (3626)SMF3 Executive Director
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controlled function added: (3625)CF1 Director (AR)
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controlled function added: (3624)CF1 Director (AR)
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controlled function added: (3623)CF1 Director
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controlled function added: (3622)CF1 Director (AR)
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controlled function added: (3621)CF1 Director
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controlled function added: (3620)SMF1 Chief Executive