Rachel Lucy Finn

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CLIFTON WEALTH LIMITED (no longer approved here)
FRN 541564
- Employed By (2 Apr 2013 to 19 Jun 2014)
CLIFTON CONSULTING LIMITED (no longer approved here)
FRN 541544
- Employed By (21 Mar 2011 to 19 Jun 2014)
Clifton 310311 Limited (no longer approved here)
FRN 200448
- Employed By (25 Feb 2010 to 19 Jun 2014)
Clifton Compliance Services Ltd (no longer approved here)
FRN 480676
- CF30 Customer (25 Feb 2010 to 19 Jun 2014)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF21 Investment Adviser (28 Nov 2006 to 2 Sep 2007)
- CF22 Investment Adviser (Trainee) (3 Aug 2006 to 28 Nov 2006)
Crest Asset Management (no longer approved here)
FRN 158260
- Employed By (3 Aug 2006 to 18 Oct 2007)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF22 Investment Adviser (Trainee) (14 Apr 2005 to 28 Jul 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.