Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Trades With You Directly
For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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William McSkimming
IRN WXM00022
- (3430)CF22 Investment Adviser (Trainee) (20 Nov 2002 to 22 Oct 2003)
- (3431)CF1 Director (AR) (20 Nov 2002 to 22 Oct 2003)
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William Raymond Colquhoun
IRN WRC01023
- (63)CF1 Director (AR) (9 Nov 2004 to 5 Nov 2006)
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William Reid
IRN WXR00019
- (2254)CF21 Investment Adviser (5 Jun 2003 to 15 Aug 2007)
- (2253)CF22 Investment Adviser (Trainee) (22 Nov 2002 to 5 Jun 2003)
- (2255)CF7 Sole Trader (AR) (22 Nov 2002 to 14 Nov 2005)
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William Richard Munn
IRN WRM00017
- (1022)CF21 Investment Adviser (5 Aug 2005 to 1 Jul 2007)
- (1023)CF7 Sole Trader (AR) (9 Mar 2005 to 14 Nov 2005)
- (1021)CF22 Investment Adviser (Trainee) (9 Mar 2005 to 5 Aug 2005)
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William Stephen O'Leary
IRN WSO01003
- (326)CF1 Director (AR) (4 Sep 2003 to 22 Sep 2003)
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William Tudor Wells
IRN WTW00005
- (889)CF1 Director (AR) (28 Nov 2002 to 9 Jul 2003)
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William Wynn
IRN WXW01058
- (385)CF1 Director (AR) (1 Jul 2003 to 24 Oct 2003)
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Yvonne Anderson
IRN YXA00006
- (2878)CF30 Customer (23 Jan 2009 to 16 Sep 2010)
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Yvonne Ann Marsden
IRN YAM00002
- (3103)CF30 Customer (8 Feb 2010 to 30 Apr 2010)
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Zoe Louise Birchall
IRN ZLS01000
- (3469)CF30 Customer (23 Jan 2009 to 16 Sep 2010)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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AXA PPP Healthcare Group Limited (no longer appointed)
FRN 407453 · Appointed 1 Mar 2007 · Until 7 Apr 2011
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William Battle Associates Ltd (no longer appointed)
FRN 461116 · Appointed 11 Dec 2006 · Until 24 Jan 2008
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Integrity Morgages & Financial Services Ltd (no longer appointed)
FRN 456811 · Appointed 5 Sep 2006 · Until 14 Aug 2007
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Irvine Wright Financial Services (no longer appointed)
FRN 454302 · Appointed 6 Jul 2006 · Until 30 Jul 2007
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Royal British Legion Trading Limited (no longer appointed)
FRN 423187 · Appointed 20 Jun 2006 · Until 23 Mar 2011
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Fraser Reeves Estate Agents (no longer appointed)
FRN 412613 · Appointed 7 Jun 2006 · Until 21 Apr 2007
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Community Bank Financial Services Ltd (no longer appointed)
FRN 452172 · Appointed 18 May 2006 · Until 22 Aug 2007
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (3639)CF2 Non Executive Director
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controlled function added: (3638)CF21 Investment Adviser
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controlled function added: (3637)CF22 Investment Adviser (Trainee)
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controlled function added: (3636)CF4 Partner (AR)
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controlled function added: (3635)CF2 Non Executive Director
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controlled function added: (3634)CF2 Non Executive Director
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controlled function added: (3633)[FCA CF] Significant management
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controlled function added: (3632)SMF3 Executive Director
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controlled function added: (3631)CF1 Director (AR)
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controlled function added: (3630)CF21 Investment Adviser