Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF21 Investment Adviser (5 Jun 2003 to 31 Oct 2004)
- CF7 Sole Trader (AR) (22 Nov 2002 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (22 Nov 2002 to 5 Jun 2003)
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- CF21 Investment Adviser (5 Jun 2003 to 15 Aug 2007)
- CF22 Investment Adviser (Trainee) (22 Nov 2002 to 5 Jun 2003)
- CF7 Sole Trader (AR) (22 Nov 2002 to 14 Nov 2005)
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- (1)Employed By (22 Nov 2002 to 15 Aug 2007)
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- Employed By (18 Mar 2002 to 31 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at William Reid
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controlled function added: (1)Employed By at William Reid