William Stephen O'Leary

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HOTTINGER & CO. LIMITED (no longer approved here)

    FRN 208737

    • CF30 Customer (1 Nov 2007 to 3 May 2017)
    • CF3 Chief Executive (23 May 2006 to 10 Aug 2016)
    • CF8 Apportionment and Oversight (23 May 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (23 May 2006 to 16 May 2014)
    • CF11 Money Laundering Reporting (23 May 2006 to 16 May 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 27 Jul 2016)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF1 Director (AR) (4 Sep 2003 to 22 Sep 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF1 Director (AR) (4 Sep 2003 to 22 Sep 2003)
  • Creative Wealth Limited (no longer approved here)

    FRN 227854

    • Employed By (4 Sep 2003 to 22 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.