Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
2 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rachael Ella-Beth Buchanan

    IRN REB01074

    • (3583)CF4 Partner (AR) (26 Jun 2003 to 16 Jul 2007)
  • Rachel Ann Price

    IRN RAP00078

    • (2626)CF21 Investment Adviser (1 Nov 2002 to 31 Dec 2004)
    • (2625)CF22 Investment Adviser (Trainee) (17 Apr 2002 to 1 Nov 2002)
  • Rachel Hannon

    IRN RXH84102

    • (49)SMF18 Other Overall Responsibility (since 14 May 2025)
    • (3012)[FCA CF] Significant management (27 May 2022 to 13 May 2025)
  • Rachel Jane Birtwell

    IRN RJB00122

    • (3386)CF22 Investment Adviser (Trainee) (27 Sep 2005 to 11 Oct 2006)
  • Rachel Louise Picker

    IRN RLB01085

    • (2767)CF30 Customer (30 May 2008 to 26 Feb 2010)
    • (2769)CF21 Investment Adviser (2 Mar 2007 to 4 Oct 2007)
    • (2768)CF22 Investment Adviser (Trainee) (18 Aug 2005 to 2 Mar 2007)
  • Rachel Lucy Finn

    IRN RLF01020

    • (2889)CF21 Investment Adviser (28 Nov 2006 to 2 Sep 2007)
    • (2888)CF22 Investment Adviser (Trainee) (3 Aug 2006 to 28 Nov 2006)
  • Rachel Whitaker

    IRN RXW00212

    • (2507)[FCA CF] Significant management (15 Mar 2021 to 31 Dec 2021)
  • Rajinder Singh Dehele

    IRN RSD00009

    • (2886)CF21 Investment Adviser (1 Dec 2001 to 2 Sep 2005)
  • Rakesh Parmar

    IRN RXP01380

    • (3095)CF30 Customer (30 Jan 2009 to 16 Sep 2010)
  • Ralph John Baker

    IRN RJB00037

    • (2482)CF21 Investment Adviser (1 Dec 2001 to 21 Apr 2006)
    • (2483)CF4 Partner (AR) (1 Dec 2001 to 5 Jun 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (9)[FCA CF] Significant management

  2. controlled function added: (8)[FCA CF] Manager of certification employee

  3. controlled function added: (7)[FCA CF] Significant management

  4. controlled function added: (6)[FCA CF] Significant management

  5. controlled function added: (5)[FCA CF] Client dealing

  6. controlled function added: (4)[FCA CF] Significant management

  7. controlled function added: (3)[FCA CF] Manager of certification employee

  8. controlled function added: (2)[FCA CF] Significant management

  9. controlled function added: (1)[FCA CF] Significant management

  10. controlled function added: (3640)CF1 Director

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