Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
Complaints Contact
AvivaCustomer RelationsYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
Pension Transfer Advice
For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme
Investment Advice (no pensions)
For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme
Mortgage Advice
For Customer, Regulated mortgage contract
Authorised to Operate
Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme
Mortgage Arranging
For Customer, Regulated mortgage contract
Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Trades With You Directly
For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Runs Personal Pensions
Mortgage Setup
For Customer, Regulated mortgage contract
Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
- Michael John Duddridge
IRN MJD01302
- (2914)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- (2916)CF21 Investment Adviser (12 Apr 2007 to 31 Oct 2007)
- (2915)CF22 Investment Adviser (Trainee) (13 Jul 2006 to 12 Apr 2007)
- Michael John Gallagher
IRN MJG01314
- (1775)CF30 Customer (31 Jul 2009 to 16 Sep 2010)
- Michael John Griggs
IRN MJG00009
- (2574)CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)
- Michael John Hardwick
IRN MJH01471
- (15)CF1 Director (AR) (1 Feb 2005 to 1 Dec 2005)
- Michael John Hawker
IRN MJH01570
- (1713)CF2 Non Executive Director (13 Apr 2015 to 29 Dec 2017)
- Michael John Kellard
IRN MJK00031
- (2368)Responsible for Insurance Mediation (17 Apr 2007 to 15 Sep 2010)
- (2369)CF1 Director (17 Apr 2007 to 15 Sep 2010)
- Michael John Kenny
IRN MJK01069
- (1270)CF22 Investment Adviser (Trainee) (12 Jan 2005 to 13 Apr 2006)
- Michael John Kipping
IRN MJK00029
- (1478)CF21 Investment Adviser (1 Dec 2001 to 2 Dec 2003)
- Michael John Mullins
IRN MJM00112
- (3313)CF21 Investment Adviser (9 Jun 2003 to 19 Jun 2005)
- (3314)CF1 Director (AR) (31 Jan 2003 to 19 Jun 2005)
- (3312)CF22 Investment Adviser (Trainee) (31 Jan 2003 to 9 Jun 2003)
- Michael John Orr
IRN MJO00011
- (1002)CF21 Investment Adviser (24 Sep 2003 to 30 Sep 2005)
- (1001)CF22 Investment Adviser (Trainee) (8 Aug 2002 to 24 Sep 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
- Birmingham Midshires Financial Services Limited(no longer appointed)
FRN 169484 · Appointed 21 Mar 1984 · Until 31 Dec 2008
- Rolfe East (Letting and Management) Ltd(no longer appointed)
FRN 162735 · Appointed 1 Oct 1983 · Until 16 Sep 2002
- Hampton Insurance & Investment(no longer appointed)
FRN 115109 · Appointed 1 Jan 1982 · Until 17 Sep 2003
- Sun Life Unit Services Ltd(no longer appointed)
FRN 142782 · Appointed 28 Mar 1980 · Until 16 Sep 2002
- Beacon Financial Planning Co Ltd(no longer appointed)
FRN 157832 · Appointed 1 Jan 1980 · Until 31 Oct 2004
- First Call Financial Planning(no longer appointed)
FRN 200766 · Appointed 1 Jul 1979 · Until 16 Sep 2002
Recent activity
Updates to this firm's record on the FCA register.
controlled function added: (9)[FCA CF] Significant management
controlled function added: (8)[FCA CF] Manager of certification employee
controlled function added: (7)[FCA CF] Significant management
controlled function added: (6)[FCA CF] Significant management
controlled function added: (5)[FCA CF] Client dealing
controlled function added: (4)[FCA CF] Significant management
controlled function added: (3)[FCA CF] Manager of certification employee
controlled function added: (2)[FCA CF] Significant management
controlled function added: (1)[FCA CF] Significant management
controlled function added: (3640)CF1 Director