Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
Complaints Contact
AvivaCustomer RelationsYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
Pension Transfer Advice
For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme
Investment Advice (no pensions)
For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme
Mortgage Advice
For Customer, Regulated mortgage contract
Authorised to Operate
Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme
Mortgage Arranging
For Customer, Regulated mortgage contract
Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Trades With You Directly
For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Runs Personal Pensions
Mortgage Setup
For Customer, Regulated mortgage contract
Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
- Robert Fairgrieve Wilson
IRN RFW00016
- (803)CF30 Customer (6 Nov 2009 to 16 Sep 2010)
- Robert Fish
IRN RXB85909
- (2056)[FCA CF] Functions requiring qualifications (1 Mar 2022 to 31 Jan 2023)
- Robert Gavin Calder
IRN RGC01063
- (1153)CF21 Investment Adviser (20 May 2003 to 2 Sep 2005)
- (1152)CF22 Investment Adviser (Trainee) (24 Apr 2002 to 20 May 2003)
- Robert Gordon Styles
IRN RGS00009
- (1098)CF21 Investment Adviser (2 May 2002 to 10 May 2002)
- Robert Govier
IRN RXG01232
- (2294)CF4 Partner (AR) (26 Jul 2002 to 8 Dec 2005)
- Robert Graham Dench
IRN RGD01025
- (3600)CF2 Non Executive Director (1 Nov 2004 to 15 Sep 2010)
- Robert Howard King
IRN RHK00006
- (3441)CF22 Investment Adviser (Trainee) (26 Jan 2004 to 20 Dec 2004)
- (3442)CF1 Director (AR) (26 Jan 2004 to 19 Nov 2006)
- Robert James Atkins
IRN RJA00037
- (3042)CF30 Customer (23 Jan 2009 to 16 Sep 2010)
- Robert James Boland
IRN RJB01474
- (2715)CF30 Customer (13 Oct 2009 to 16 Sep 2010)
- Robert James Elliott
IRN RJE00023
- (481)CF21 Investment Adviser (16 Mar 2004 to 23 Sep 2005)
- (480)CF22 Investment Adviser (Trainee) (16 Jun 2003 to 16 Mar 2004)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
- Face 2 Face Financial Solutions Ltd(no longer appointed)
FRN 402343 · Appointed 22 Jul 2004 · Until 26 Oct 2006
- Assured Financial Solutions UK Ltd(no longer appointed)
FRN 401733 · Appointed 30 Jun 2004 · Until 25 Apr 2005
- Compass Financial Planning Limited(no longer appointed)
FRN 401672 · Appointed 29 Jun 2004 · Until 25 Mar 2006
- Malcolm James & Partners Estate Agents(no longer appointed)
FRN 201462 · Appointed 21 Jun 2004 · Until 24 Jan 2008
- Case (UK) Corporation Ltd(no longer appointed)
FRN 401336 · Appointed 10 Jun 2004 · Until 16 Apr 2007
- Parklane Mortgage & Financial Exchange(no longer appointed)
FRN 401208 · Appointed 3 Jun 2004 · Until 2 Aug 2007
- Tony Walker Financial Planning Services(no longer appointed)
FRN 401070 · Appointed 25 May 2004 · Until 27 Jun 2007
Recent activity
Updates to this firm's record on the FCA register.
controlled function added: (9)[FCA CF] Significant management
controlled function added: (8)[FCA CF] Manager of certification employee
controlled function added: (7)[FCA CF] Significant management
controlled function added: (6)[FCA CF] Significant management
controlled function added: (5)[FCA CF] Client dealing
controlled function added: (4)[FCA CF] Significant management
controlled function added: (3)[FCA CF] Manager of certification employee
controlled function added: (2)[FCA CF] Significant management
controlled function added: (1)[FCA CF] Significant management
controlled function added: (3640)CF1 Director