Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Peter John Lucketti
IRN PJL00046
- (3296)CF21 Investment Adviser (1 Dec 2001 to 9 May 2003)
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Peter John Voice
IRN PJV00003
- (1568)CF22 Investment Adviser (Trainee) (27 Jun 2006 to 12 Jan 2007)
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Peter Jonathan Shelley
IRN PJS01176
- (1258)CF12 Actuarial (1 Dec 2001 to 1 Dec 2001)
- (1259)CF1 Director (1 Dec 2001 to 17 Dec 2004)
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Peter Leslie Topple
IRN PLT00002
- (1004)CF30 Customer (1 Nov 2007 to 5 Sep 2008)
- (1006)CF21 Investment Adviser (30 Apr 2003 to 31 Oct 2007)
- (1005)CF22 Investment Adviser (Trainee) (15 Aug 2002 to 30 Apr 2003)
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Peter McDougall
IRN PXM00199
- (801)CF21 Investment Adviser (7 Oct 2003 to 1 Nov 2005)
- (800)CF22 Investment Adviser (Trainee) (28 Mar 2003 to 7 Oct 2003)
- (802)CF1 Director (AR) (28 Mar 2003 to 1 Nov 2005)
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Peter McGrath
IRN PXM00208
- (1421)CF21 Investment Adviser (1 Dec 2001 to 13 Dec 2002)
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Peter McIntosh
IRN PNM00006
- (457)CF30 Customer (23 Jan 2009 to 6 Apr 2010)
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Peter Nigel Stuckey Clark
IRN PNC01012
- (428)CF1 Director (1 Dec 2001 to 30 Jun 2002)
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Peter Richard Beddows
IRN PRB01100
- (1235)CF1 Director (AR) (1 Dec 2001 to 31 Dec 2008)
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Peter Ruthven
IRN PXR00160
- (1312)CF21 Investment Adviser (8 Feb 2006 to 2 Aug 2007)
- (1311)CF22 Investment Adviser (Trainee) (6 May 2005 to 8 Feb 2006)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Richmond Financial Services (no longer appointed)
FRN 158371 · Appointed 10 Nov 2004 · Until 24 Jan 2008
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Evans Financial Management. (no longer appointed)
FRN 212869 · Appointed 10 Nov 2004 · Until 26 Apr 2005
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Spire Financial Management Ltd (no longer appointed)
FRN 211136 · Appointed 10 Nov 2004 · Until 20 Aug 2007
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Hawkins Financial Services (no longer appointed)
FRN 200774 · Appointed 9 Nov 2004 · Until 9 Nov 2004
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Money Wise (Scotland) Life Pensions & Investments Ltd (no longer appointed)
FRN 413237 · Appointed 1 Nov 2004 · Until 22 Aug 2007
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (19)[FCA CF] Significant management
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controlled function added: (18)[FCA CF] Client dealing
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controlled function added: (17)[FCA CF] Manager of certification employee
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controlled function added: (16)[FCA CF] Manager of certification employee
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controlled function added: (15)[FCA CF] Significant management
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controlled function added: (14)[FCA CF] Significant management
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controlled function added: (13)[FCA CF] Significant management
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controlled function added: (12)[FCA CF] Significant management
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controlled function added: (11)[FCA CF] Significant management
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controlled function added: (10)[FCA CF] Significant management