Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
-
Complaints Contact
AvivaCustomer RelationsYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Pension Transfer Advice
For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Advice (no pensions)
For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Mortgage Advice
For Customer, Regulated mortgage contract
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Mortgage Arranging
For Customer, Regulated mortgage contract
-
Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
-
Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
-
Trades With You Directly
For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
-
Runs Personal Pensions
-
Mortgage Setup
For Customer, Regulated mortgage contract
-
Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Martin Kevin Chojnacki
IRN MKC00002
- (723)CF1 Director (AR) (20 Aug 2004 to 30 Nov 2005)
- (722)CF21 Investment Adviser (1 Jul 2004 to 30 Jul 2007)
-
Martin Lamb
IRN MXL88957
- (1998)[FCA CF] Manager of certification employee (2 Feb 2026 to 29 Apr 2026)
-
Martin Lawrence Taylor
IRN MLT00005
- (1492)CF30 Customer (12 Nov 2009 to 22 Apr 2010)
-
Martin McSherry
IRN MXM00169
- (3192)CF4 Partner (AR) (27 Jun 2002 to 1 Jul 2007)
- (3191)CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2006)
-
Martin Michael Blanthorn
IRN MMB00005
- (401)CF21 Investment Adviser (22 Jan 2004 to 2 Sep 2007)
- (402)CF7 Sole Trader (AR) (30 Jun 2003 to 14 Nov 2005)
- (400)CF22 Investment Adviser (Trainee) (30 Jun 2003 to 22 Jan 2004)
-
Martin O'Malley
IRN MXO01534
- (3525)SMF5 Head of Internal Audit (5 May 2023 to 12 Nov 2023)
-
Martin Rothbart Goodman
IRN MRG00020
- (1031)CF21 Investment Adviser (1 Oct 2003 to 30 Jun 2004)
- (1030)CF22 Investment Adviser (Trainee) (10 Sep 2002 to 1 Oct 2003)
-
Martin Rowan
IRN MJR00071
- (2664)CF30 Customer (23 Jan 2009 to 16 Sep 2010)
-
Martin Stead
IRN MXS01610
- (3034)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- (3035)CF22 Investment Adviser (Trainee) (20 Sep 2007 to 31 Oct 2007)
-
Martin Trevor Wood
IRN MTW00015
- (1906)CF22 Investment Adviser (Trainee) (19 Mar 2002 to 22 Oct 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Choices Home Sales (Crawley) Ltd (no longer appointed)
FRN 175829 · Appointed 1 Jun 1989 · Until 13 Oct 2004
-
The Mortgage Advice Company Limited (no longer appointed)
FRN 159031 · Appointed 3 May 1989 · Until 21 Nov 2005
-
Village Financial Services Limited (no longer appointed)
FRN 158309 · Appointed 1 May 1989 · Until 12 Nov 2004
-
CIA Commercial Insurance and Business Services (no longer appointed)
FRN 175979 · Appointed 1 May 1989 · Until 16 Sep 2002
-
Choices the Multi Service Agency Ltd (no longer appointed)
FRN 158365 · Appointed 24 Apr 1989 · Until 13 Oct 2004
-
Raymond Financial Services (no longer appointed)
FRN 160406 · Appointed 2 Feb 1989 · Until 16 Sep 2002
-
Steve Minnikin Financial Management (no longer appointed)
FRN 157660 · Appointed 2 Feb 1989 · Until 18 Feb 2003
-
Aspen Residential Services Limited (no longer appointed)
FRN 160127 · Appointed 23 Jan 1989 · Until 24 Jan 2008
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (19)[FCA CF] Significant management
-
controlled function added: (18)[FCA CF] Client dealing
-
controlled function added: (17)[FCA CF] Manager of certification employee
-
controlled function added: (16)[FCA CF] Manager of certification employee
-
controlled function added: (15)[FCA CF] Significant management
-
controlled function added: (14)[FCA CF] Significant management
-
controlled function added: (13)[FCA CF] Significant management
-
controlled function added: (12)[FCA CF] Significant management
-
controlled function added: (11)[FCA CF] Significant management
-
controlled function added: (10)[FCA CF] Significant management