Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 4 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 4 May 2020)
    • CF1 Director (AR) (28 Apr 2022 to 14 Apr 2026)
  • Chantler Kent Investments (no longer approved here)

    FRN 158927

    • CF30 Customer (10 Apr 2013 to 16 Apr 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF1 Director (AR) (20 Dec 2007 to 25 Jun 2013)
    • CF30 Customer (1 Nov 2007 to 25 Jun 2013)
    • CF7 Sole Trader (AR) (26 Oct 2006 to 31 Jan 2007)
    • CF21 Investment Adviser (26 Oct 2006 to 31 Oct 2007)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (5 Dec 2006 to 5 May 2007)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF4 Partner (AR) (27 Jun 2002 to 31 Oct 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF4 Partner (AR) (27 Jun 2002 to 1 Jul 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.