Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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One and All Financial Services Ltd
FRN 672406
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- SMF3 Executive Director (since 4 Aug 2023)
- [FCA CF] Functions requiring qualifications (since 4 May 2020)
- CF1 Director (AR) (28 Apr 2022 to 14 Apr 2026)
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- CF30 Customer (10 Apr 2013 to 16 Apr 2019)
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- CF1 Director (AR) (20 Dec 2007 to 25 Jun 2013)
- CF30 Customer (1 Nov 2007 to 25 Jun 2013)
- CF7 Sole Trader (AR) (26 Oct 2006 to 31 Jan 2007)
- CF21 Investment Adviser (26 Oct 2006 to 31 Oct 2007)
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- CF1 Director (AR) (5 Dec 2006 to 5 May 2007)
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- CF4 Partner (AR) (27 Jun 2002 to 31 Oct 2004)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
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- CF4 Partner (AR) (27 Jun 2002 to 1 Jul 2007)
- CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.