Martin Stead

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Network Limited

    FRN 465124

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 6 Feb 2018)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 3 Jan 2012)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • CF22 Investment Adviser (Trainee) (20 Sep 2007 to 31 Oct 2007)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF21 Investment Adviser (4 Dec 2002 to 9 Jan 2003)
    • CF22 Investment Adviser (Trainee) (20 Dec 2001 to 4 Dec 2002)
  • Nightingale Financial Services Ltd (no longer approved here)

    FRN 195504

    • (5)Employed By (1 Dec 2001 to 21 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.