Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Michael Oxley
IRN MXO00044
- (1357)CF21 Investment Adviser (1 Dec 2001 to 4 Jul 2007)
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Michael Patrick McArdle
IRN MPM00025
- (19)CF21 Investment Adviser (25 Jan 2006 to 31 Oct 2006)
- (18)CF22 Investment Adviser (Trainee) (24 May 2005 to 25 Jan 2006)
- (20)CF7 Sole Trader (AR) (24 May 2005 to 14 Nov 2005)
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Michael Philip Mire
IRN MPM01143
- (1951)CF2 Non Executive Director (13 Apr 2015 to 29 Dec 2017)
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Michael Raymond Tokley
IRN MRT00015
- (2201)CF21 Investment Adviser (22 Apr 2004 to 30 Jul 2007)
- (2200)CF22 Investment Adviser (Trainee) (9 Sep 2003 to 22 Apr 2004)
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Michael Richard Graham
IRN MRG00023
- (2365)CF21 Investment Adviser (17 Dec 2003 to 12 Apr 2004)
- (2364)CF22 Investment Adviser (Trainee) (16 Jun 2003 to 17 Dec 2003)
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Michael Richard Hawkins
IRN MRH00008
- (606)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2003)
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Michael Richard Moylan
IRN MRM00022
- (2941)CF30 Customer (7 Jul 2010 to 16 Sep 2010)
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Michael Robert Barkess
IRN MRB00034
- (939)CF21 Investment Adviser (3 Jun 2003 to 13 Jul 2005)
- (938)CF22 Investment Adviser (Trainee) (30 Oct 2002 to 3 Jun 2003)
- (940)CF7 Sole Trader (AR) (30 Oct 2002 to 13 Jul 2005)
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Michael Robert Skinner
IRN MRS00042
- (1858)CF21 Investment Adviser (3 Mar 2004 to 12 Jul 2007)
- (1857)CF22 Investment Adviser (Trainee) (11 Nov 2002 to 3 Mar 2004)
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Michael Robertson
IRN MXR00009
- (1617)CF1 Director (AR) (2 Sep 2005 to 24 Apr 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Froggett Financial Mortgage Services Ltd (no longer appointed)
FRN 209806 · Appointed 18 Feb 2003 · Until 23 Feb 2005
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M & N Financial Consultancy (no longer appointed)
FRN 216762 · Appointed 18 Feb 2003 · Until 9 Aug 2005
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Cameron Scott Healthcare Ltd (no longer appointed)
FRN 209808 · Appointed 18 Feb 2003 · Until 14 Jan 2005
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Alexander Knight Financial Management (no longer appointed)
FRN 216694 · Appointed 18 Feb 2003 · Until 30 Aug 2007
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Albrighton Wealth Management Limited (no longer appointed)
FRN 214281 · Appointed 18 Feb 2003 · Until 23 Aug 2007
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Ash Financial Solutions (no longer appointed)
FRN 214265 · Appointed 18 Feb 2003 · Until 29 Jun 2005
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David Dumble & Associates (no longer appointed)
FRN 211872 · Appointed 18 Feb 2003 · Until 10 Dec 2005
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Lyons Financial Management Ltd (no longer appointed)
FRN 210757 · Appointed 18 Feb 2003 · Until 15 Jul 2007
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (29)[FCA CF] Manager of certification employee
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controlled function added: (28)[FCA CF] Significant management
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controlled function added: (27)[FCA CF] Significant management
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controlled function added: (26)[FCA CF] Significant management
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controlled function added: (25)[FCA CF] Significant management
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controlled function added: (24)[FCA CF] Significant management
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controlled function added: (23)[FCA CF] Significant management
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controlled function added: (22)[FCA CF] Significant management
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controlled function added: (21)[FCA CF] Significant management
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controlled function added: (20)[FCA CF] Significant management