Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Nov 2007 to 4 Feb 2011)
    • CF21 Investment Adviser (5 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Nov 2006 to 5 Oct 2007)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (25 Jan 2006 to 31 Oct 2006)
    • CF22 Investment Adviser (Trainee) (24 May 2005 to 25 Jan 2006)
    • CF7 Sole Trader (AR) (24 May 2005 to 14 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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