Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Jan 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 7 Jan 2024)
- CF30 Customer (2 Nov 2015 to 8 Dec 2019)
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- (10)Employed By (15 Aug 2012 to 28 Dec 2012)
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- Employed By (23 Jun 2009 to 2 Jul 2012)
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- CF21 Investment Adviser (17 Dec 2003 to 12 Apr 2004)
- CF22 Investment Adviser (Trainee) (16 Jun 2003 to 17 Dec 2003)
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- CF21 Investment Adviser (17 Dec 2003 to 12 Apr 2004)
- CF22 Investment Adviser (Trainee) (16 Jun 2003 to 17 Dec 2003)
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- Employed By (16 Jun 2003 to 12 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.