Aviva Administration Limited

Open as Markdown
Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert James Mansfield

    IRN RJM00042

    • (3086)CF21 Investment Adviser (19 May 2005 to 17 Jun 2005)
    • (3085)CF22 Investment Adviser (Trainee) (26 Jan 2005 to 19 May 2005)
  • Robert John Forbes

    IRN RJF01126

    • (2863)CF22 Investment Adviser (Trainee) (18 Oct 2005 to 17 Jan 2006)
  • Robert John Southwell

    IRN RJS00083

    • (321)CF22 Investment Adviser (Trainee) (20 Oct 2003 to 19 Aug 2004)
  • Robert John Wright

    IRN RJW00041

    • (699)CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2003)
  • Robert Kenneth James

    IRN RKJ00005

    • (869)CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2003)
  • Robert Lawson Borthwick

    IRN RLB00024

    • (1466)CF21 Investment Adviser (15 Aug 2006 to 19 Jun 2007)
    • (1465)CF22 Investment Adviser (Trainee) (9 Aug 2005 to 15 Aug 2006)
  • Robert Leslie Peck

    IRN RLP00020

    • (517)CF1 Director (AR) (8 Mar 2004 to 22 Jul 2007)
    • (516)CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2007)
  • Robert Macfie

    IRN RXM00098

    • (1681)CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Robert Matthews Adams

    IRN RMA01061

    • (154)CF22 Investment Adviser (Trainee) (19 Oct 2005 to 16 Jan 2006)
  • Robert Maxwell

    IRN RLM01069

    • (87)CF1 Director (AR) (1 Sep 2005 to 10 Aug 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (39)SMF17 Money Laundering Reporting Officer (MLRO)

  2. controlled function added: (38)[FCA CF] Significant management

  3. controlled function added: (37)SMF18 Other Overall Responsibility

  4. controlled function added: (36)[FCA CF] Manager of certification employee

  5. controlled function added: (35)SMF5 Head of Internal Audit

  6. controlled function added: (34)SMF16 Compliance Oversight

  7. controlled function added: (33)SMF7 Group Entity Senior Manager

  8. controlled function added: (32)[FCA CF] CASS oversight function

  9. controlled function added: (31)[FCA CF] Significant management

  10. controlled function added: (30)[FCA CF] Significant management

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