Robert Kenneth James

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Vision Independent Financial Planning Ltd (no longer approved here)
FRN 487395
- CF30 Customer (5 Jun 2012 to 3 Feb 2017)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (6 May 2009 to 7 Aug 2012)
Castle Investment (no longer approved here)
FRN 193433
- Employed By (20 Oct 2003 to 30 Nov 2007)
Elevate Portfolio Services Limited (no longer approved here)
FRN 144849
- CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2003)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2003)
The Moreton Financial Partnership (no longer approved here)
FRN 200778
- Employed By (1 Dec 2001 to 16 Sep 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.