Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ralph Nash

    IRN RAN01049

    • (2904)CF14 Risk Assessment (24 May 2005 to 31 Oct 2006)
  • Ramesh Chauhan

    IRN RXC00031

    • (1167)CF22 Investment Adviser (Trainee) (18 Apr 2002 to 11 Nov 2002)
  • Ramzy Abu-Eda

    IRN RXA00092

    • (2976)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • (2978)CF21 Investment Adviser (27 Jun 2006 to 31 Oct 2007)
    • (2977)CF22 Investment Adviser (Trainee) (25 Jan 2006 to 27 Jun 2006)
  • Ravinder Hargun

    IRN RXH00078

    • (644)CF1 Director (AR) (19 May 2006 to 22 Aug 2007)
    • (643)CF21 Investment Adviser (1 Dec 2001 to 1 May 2004)
  • Raymond Alan Wiggins

    IRN RAW00013

    • (1506)CF21 Investment Adviser (1 Dec 2001 to 17 Feb 2003)
  • Raymond Baxter

    IRN RXB00177

    • (47)CF30 Customer (1 Nov 2007 to 19 Nov 2007)
    • (49)CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
    • (48)CF22 Investment Adviser (Trainee) (16 Dec 2004 to 19 May 2005)
  • Raymond Christopher Hallam

    IRN RXH00109

    • (342)CF30 Customer (28 Jun 2010 to 16 Sep 2010)
  • Raymond David Bookbinder

    IRN RDB00006

    • (657)CF7 Sole Trader (AR) (1 Dec 2001 to 6 Oct 2004)
    • (656)CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2004)
  • Raymond Henderson

    IRN RXH00124

    • (1470)CF21 Investment Adviser (4 Jul 2005 to 14 Apr 2006)
    • (1469)CF22 Investment Adviser (Trainee) (17 Jan 2005 to 14 Apr 2006)
  • Raymond Kevin Millard

    IRN RKM00008

    • (1467)CF30 Customer (30 Jun 2008 to 31 Dec 2008)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (39)SMF17 Money Laundering Reporting Officer (MLRO)

  2. controlled function added: (38)[FCA CF] Significant management

  3. controlled function added: (37)SMF18 Other Overall Responsibility

  4. controlled function added: (36)[FCA CF] Manager of certification employee

  5. controlled function added: (35)SMF5 Head of Internal Audit

  6. controlled function added: (34)SMF16 Compliance Oversight

  7. controlled function added: (33)SMF7 Group Entity Senior Manager

  8. controlled function added: (32)[FCA CF] CASS oversight function

  9. controlled function added: (31)[FCA CF] Significant management

  10. controlled function added: (30)[FCA CF] Significant management

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