Raymond Baxter

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (22 Mar 2010 to 30 Sep 2012)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (21 Apr 2008 to 30 Sep 2009)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 19 Nov 2007)
    • CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Dec 2004 to 19 May 2005)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (5 Aug 2002 to 15 Oct 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.