Ralph Nash

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (1 Mar 2024 to 30 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (1 Mar 2024 to 30 Apr 2025)
    • SMF7 Group Entity Senior Manager (27 Jan 2017 to 4 May 2020)
  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • [FCA CF] Material risk taker (1 Mar 2024 to 18 Dec 2024)
    • [FCA CF] Significant management (1 Mar 2024 to 18 Dec 2024)
    • SMF16 Compliance Oversight (1 Jul 2020 to 31 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jul 2020 to 31 Dec 2023)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • [FCA CF] Significant management (1 Mar 2024 to 18 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (1 Mar 2024 to 18 Dec 2024)
    • SMF16 Compliance Oversight (1 Jul 2020 to 31 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jul 2020 to 31 Dec 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (1 Mar 2024 to 30 Apr 2025)
    • [FCA CF] Significant management (1 Mar 2024 to 30 Apr 2025)
    • SMF16 Compliance Oversight (1 Jul 2020 to 31 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jul 2020 to 31 Dec 2023)
    • SMF7 Group Entity Senior Manager (9 Aug 2018 to 1 Jul 2020)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF11 Money Laundering Reporting (16 Dec 2011 to 31 Jul 2013)
  • BIFM Investments Limited (no longer approved here)

    FRN 511268

    • CF11 Money Laundering Reporting (16 Dec 2011 to 31 Jul 2013)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF14 Risk Assessment (24 May 2005 to 31 Oct 2006)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF14 Risk Assessment (24 May 2005 to 31 Oct 2006)
  • AXA Insurance UK Plc (no longer approved here)

    FRN 202312

    • CF14 Risk Assessment (24 May 2005 to 31 Oct 2006)
  • AXA PPP Healthcare Limited (no longer approved here)

    FRN 202947

    • CF14 Risk Assessment (24 May 2005 to 31 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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