Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nigel John Stapleton

    IRN NJS01104

    • (1272)CF2 Non Executive Director (1 Dec 2001 to 7 Jun 2002)
  • Nigel John Stephens

    IRN NJS01135

    • (983)CF21 Investment Adviser (31 May 2007 to 22 Jul 2007)
    • (982)CF22 Investment Adviser (Trainee) (8 Nov 2006 to 31 May 2007)
  • Nigel Mark Aston

    IRN NMA01027

    • (2336)CF22 Investment Adviser (Trainee) (15 Jul 2003 to 3 Jun 2005)
  • Nigel Paul Christopher McKeever

    IRN NPM00009

    • (1003)CF22 Investment Adviser (Trainee) (7 Aug 2002 to 21 Nov 2002)
  • Nigel Ross McCarthy

    IRN NRM01050

    • (926)CF22 Investment Adviser (Trainee) (12 Oct 2002 to 16 Aug 2003)
  • Nigel Strong

    IRN NRS00020

    • (2848)CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2006)
  • Nilesh Vyas

    IRN NXV01075

    • (3271)CF30 Customer (19 Nov 2008 to 16 Sep 2010)
  • Nina Glass

    IRN NXG01136

    • (1155)CF1 Director (1 Dec 2001 to 17 Jul 2002)
  • Nitinbhai Babubhai Amin

    IRN NBA01022

    • (3579)CF1 Director (13 Apr 2015 to 29 Dec 2017)
  • Noel Blair

    IRN NXB00055

    • (484)CF21 Investment Adviser (8 Apr 2004 to 30 Jun 2004)
    • (485)CF4 Partner (AR) (20 Jun 2003 to 30 Jun 2004)
    • (483)CF22 Investment Adviser (Trainee) (20 Jun 2003 to 8 Apr 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (39)SMF17 Money Laundering Reporting Officer (MLRO)

  2. controlled function added: (38)[FCA CF] Significant management

  3. controlled function added: (37)SMF18 Other Overall Responsibility

  4. controlled function added: (36)[FCA CF] Manager of certification employee

  5. controlled function added: (35)SMF5 Head of Internal Audit

  6. controlled function added: (34)SMF16 Compliance Oversight

  7. controlled function added: (33)SMF7 Group Entity Senior Manager

  8. controlled function added: (32)[FCA CF] CASS oversight function

  9. controlled function added: (31)[FCA CF] Significant management

  10. controlled function added: (30)[FCA CF] Significant management

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