Nigel Mark Aston

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SEI Investments (Europe) Ltd (no longer approved here)
FRN 191713
- [FCA CF] Client dealing (4 May 2021 to 10 Oct 2022)
State Street Global Advisors Limited (no longer approved here)
FRN 146665
- CF30 Customer (27 Jan 2016 to 30 Apr 2019)
State Street Bank and Trust Company (no longer approved here)
FRN 170462
- CF30 Customer (12 Jul 2013 to 27 Jan 2016)
Elevate Portfolio Services Limited (no longer approved here)
FRN 144849
- CF22 Investment Adviser (Trainee) (15 Jul 2003 to 3 Jun 2005)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF22 Investment Adviser (Trainee) (15 Jul 2003 to 3 Jun 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.