Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
2 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Morgan

    IRN MXM01950

    • (1989)CF1 Director (AR) (1 Dec 2001 to 15 Dec 2005)
  • Matthew Scott Withers

    IRN MSW01112

    • (1987)CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2002)
    • (1988)CF4 Partner (1 Dec 2001 to 12 Aug 2002)
  • Matthew Stuart Tilley

    IRN MST01049

    • (2890)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • (2892)CF21 Investment Adviser (19 Apr 2007 to 31 Oct 2007)
    • (2891)CF22 Investment Adviser (Trainee) (4 Oct 2006 to 19 Apr 2007)
  • Matthew Terrance Dorey

    IRN MTD00009

    • (2786)CF30 Customer (1 Sep 2008 to 16 Sep 2010)
  • Matthew White

    IRN MXW85915

    • (2039)[FCA CF] Functions requiring qualifications (12 Oct 2021 to 1 Oct 2023)
  • Matthew Withers

    IRN MXW01443

    • (931)CF4 Partner (AR) (1 Dec 2001 to 28 Feb 2003)
    • (930)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
  • Maureen Anne Hughes

    IRN MAH01239

    • (961)CF21 Investment Adviser (19 Nov 2003 to 27 Sep 2004)
    • (960)CF22 Investment Adviser (Trainee) (9 Apr 2003 to 19 Nov 2003)
  • Maureen Cartlidge

    IRN MAM01157

    • (1941)[FCA CF] Manager of certification employee (1 Jan 2021 to 1 Oct 2023)
  • Maurice Ewen Tulloch

    IRN MET01075

    • (3640)CF1 Director (2 Jun 2017 to 29 Dec 2017)
  • Maxine Ella Wilkie

    IRN MXJ00061

    • (2783)CF22 Investment Adviser (Trainee) (4 Feb 2002 to 21 Nov 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (39)SMF17 Money Laundering Reporting Officer (MLRO)

  2. controlled function added: (38)[FCA CF] Significant management

  3. controlled function added: (37)SMF18 Other Overall Responsibility

  4. controlled function added: (36)[FCA CF] Manager of certification employee

  5. controlled function added: (35)SMF5 Head of Internal Audit

  6. controlled function added: (34)SMF16 Compliance Oversight

  7. controlled function added: (33)SMF7 Group Entity Senior Manager

  8. controlled function added: (32)[FCA CF] CASS oversight function

  9. controlled function added: (31)[FCA CF] Significant management

  10. controlled function added: (30)[FCA CF] Significant management

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