Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WESLEYAN FINANCIAL SERVICES LIMITED
FRN 134753
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 17 May 2024)
- [FCA CF] Functions requiring qualifications (since 17 May 2024)
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- CF30 Customer (24 Mar 2016 to 13 Apr 2017)
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- CF30 Customer (4 Dec 2013 to 10 Feb 2016)
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- Employed By (4 Dec 2013 to 10 Feb 2016)
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- CF22 Investment Adviser (Trainee) (12 Jan 2004 to 31 Dec 2004)
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- CF22 Investment Adviser (Trainee) (4 Feb 2002 to 21 Nov 2002)
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- CF22 Investment Adviser (Trainee) (4 Feb 2002 to 21 Nov 2002)
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- Employed By (4 Feb 2002 to 2 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Jan 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.