Aviva Administration Limited

FRN: 185746
Date authorised: 1 April 2013
Companies House: 03424940
Last scraped: 2 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Aviva

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4402072832000

Web

https://www.aviva.co.uk
Complaints Contact

Aviva

Customer Relations

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Pension Transfer Advice

For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Advice (no pensions)

For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Insurance Admin

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Trades With You Directly

For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Runs Personal Pensions
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Raymond Smith
IRN RXS01430
- (1225)CF21 Investment Adviser (28 Oct 2005 to 3 Mar 2006)
- (1224)CF22 Investment Adviser (Trainee) (9 Feb 2005 to 28 Oct 2005)
Reanu Tripta Vasdev
IRN RTV01008
- (3410)CF21 Investment Adviser (28 Oct 2005 to 16 Jun 2006)
- (3409)CF22 Investment Adviser (Trainee) (17 Jan 2005 to 28 Oct 2005)
Rebecca Jane Holdsworth
IRN RJH01391
- (1761)CF1 Director (AR) (19 Mar 2007 to 1 Jul 2007)
Rebecca Jayne Hammonds
IRN RJJ00017
- (3251)CF21 Investment Adviser (18 Aug 2003 to 31 Dec 2004)
- (3250)CF22 Investment Adviser (Trainee) (8 Oct 2002 to 18 Aug 2003)
Reginald Warner
IRN RXH00194
- (1863)CF1 Director (AR) (1 Dec 2001 to 30 Oct 2004)
Rene Alexis Maby
IRN RAM00027
- (1479)CF21 Investment Adviser (1 Dec 2001 to 30 Mar 2003)
Riaan De Bruyn
IRN RXD00358
- (3)[FCA CF] Manager of certification employee (since 1 Sep 2025)
- (4)[FCA CF] Significant management (since 1 Sep 2025)
Richard Adrian Bourne
IRN RAB01326
- (1279)CF22 Investment Adviser (Trainee) (28 Oct 2005 to 25 Mar 2006)
Richard Alan Kemp
IRN RXK00034
- (489)CF30 Customer (1 Nov 2007 to 14 May 2010)
- (490)CF22 Investment Adviser (Trainee) (25 Apr 2007 to 31 Oct 2007)
Richard Anthony Bruty
IRN RAB00034
- (559)CF4 Partner (AR) (27 Jan 2003 to 16 Feb 2006)
- (557)CF21 Investment Adviser (1 Dec 2001 to 16 Feb 2006)
- (558)CF7 Sole Trader (AR) (1 Dec 2001 to 27 Jan 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Beacon Financial Solutions (no longer appointed)
FRN 226254 · Appointed 10 Jul 2003 · Until 28 Nov 2005
Maxam Financial Services LLP (no longer appointed)
FRN 226224 · Appointed 9 Jul 2003 · Until 30 Aug 2007
Richard Butler & Associates (no longer appointed)
FRN 200931 · Appointed 7 Jul 2003 · Until 13 Nov 2006
Mortgage Direct (UK) Ltd (no longer appointed)
FRN 225862 · Appointed 27 Jun 2003 · Until 31 Oct 2004
M & M Mortgage Solutions (no longer appointed)
FRN 225856 · Appointed 27 Jun 2003 · Until 31 Dec 2004
Homesearch Direct (no longer appointed)
FRN 225793 · Appointed 25 Jun 2003 · Until 21 Apr 2005
M54 Finance Ltd (no longer appointed)
FRN 225746 · Appointed 24 Jun 2003 · Until 11 Nov 2003
Mackay Hall Ltd (no longer appointed)
FRN 225668 · Appointed 23 Jun 2003 · Until 6 Aug 2007
Financial Services Made Simple (no longer appointed)
FRN 225630 · Appointed 20 Jun 2003 · Until 9 Jan 2007
Buchanan & Associates Financial Planning Limited (no longer appointed)
FRN 225627 · Appointed 20 Jun 2003 · Until 15 Jul 2007

Recent activity

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (39)SMF17 Money Laundering Reporting Officer (MLRO)
2 days ago
controlled function added: (38)[FCA CF] Significant management
2 days ago
controlled function added: (37)SMF18 Other Overall Responsibility
2 days ago
controlled function added: (36)[FCA CF] Manager of certification employee
2 days ago
controlled function added: (35)SMF5 Head of Internal Audit
2 days ago
controlled function added: (34)SMF16 Compliance Oversight
2 days ago
controlled function added: (33)SMF7 Group Entity Senior Manager
2 days ago
controlled function added: (32)[FCA CF] CASS oversight function
2 days ago
controlled function added: (31)[FCA CF] Significant management
2 days ago
controlled function added: (30)[FCA CF] Significant management

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.