Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (4)Employed By (since 31 Oct 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 17 Oct 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 1 Jul 2010)
    • CF21 Investment Adviser (25 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Dec 2006 to 25 Jul 2007)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (28 Oct 2005 to 16 Jun 2006)
    • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 28 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

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