Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Matthew Broadhurst
IRN MJB01614
- (2770)CF30 Customer (15 Jul 2010 to 16 Sep 2010)
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Matthew Bryan James Jones
IRN MBJ01015
- (3292)CF22 Investment Adviser (Trainee) (7 Jul 2003 to 9 Jun 2004)
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Matthew Charles Beard
IRN MCB00030
- (3468)CF1 Director (AR) (11 Nov 2005 to 23 Aug 2007)
- (3466)CF21 Investment Adviser (1 Dec 2001 to 23 Aug 2007)
- (3467)CF4 Partner (AR) (1 Dec 2001 to 11 Nov 2005)
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Matthew David Kelly
IRN MDK00002
- (268)CF21 Investment Adviser (8 Mar 2004 to 1 Dec 2005)
- (269)CF1 Director (AR) (18 Aug 2003 to 14 Jan 2006)
- (267)CF22 Investment Adviser (Trainee) (18 Aug 2003 to 8 Mar 2004)
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Matthew Derek Howard Eaton
IRN MXE00020
- (2809)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- (2810)CF22 Investment Adviser (Trainee) (25 Jun 2007 to 31 Oct 2007)
- (2811)CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2005)
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Matthew Harrisson
IRN MXH01555
- (2970)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- (2972)CF21 Investment Adviser (16 May 2006 to 31 Oct 2007)
- (2971)CF22 Investment Adviser (Trainee) (21 Sep 2005 to 16 May 2006)
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Matthew Hatch
IRN MXH00019
- (1616)CF1 Director (AR) (1 Dec 2001 to 1 Nov 2004)
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Matthew Hayward
IRN MXH85959
- (2003)[FCA CF] Functions requiring qualifications (1 Mar 2022 to 1 Oct 2023)
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Matthew Henry Chalke
IRN MHC00003
- (250)CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- (252)CF21 Investment Adviser (1 Mar 2006 to 31 Oct 2007)
- (251)CF22 Investment Adviser (Trainee) (29 Apr 2003 to 24 Dec 2003)
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Matthew James
IRN MTJ01009
- (2097)CF30 Customer (6 Mar 2008 to 16 Sep 2010)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Pioneers Financial Solutions Ltd (no longer appointed)
FRN 222726 · Appointed 10 Feb 2003 · Until 1 Feb 2007
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Aspire Financial Solutions Ltd (no longer appointed)
FRN 222680 · Appointed 7 Feb 2003 · Until 3 Aug 2004
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Hammond Financial Associates Ltd (no longer appointed)
FRN 222292 · Appointed 27 Jan 2003 · Until 21 Oct 2004
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Blue'print Financial Solutions Ltd (no longer appointed)
FRN 222283 · Appointed 23 Jan 2003 · Until 19 Jun 2005
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Eckersley White Independent Estate Agent (no longer appointed)
FRN 222073 · Appointed 16 Jan 2003 · Until 31 Oct 2004
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Countryside Financial Solutions (no longer appointed)
FRN 222003 · Appointed 14 Jan 2003 · Until 2 Sep 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (49)SMF18 Other Overall Responsibility
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controlled function added: (48)SMF2 Chief Finance
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controlled function added: (47)SMF3 Executive Director
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controlled function added: (46)SMF24 Chief Operations
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controlled function added: (45)[FCA CF] Significant management
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controlled function added: (44)SMF9 Chair of the Governing Body
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF1 Chief Executive
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controlled function added: (41)SMF3 Executive Director
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controlled function added: (40)Responsible for Insurance Distribution