Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Nigel Boyd
IRN BXN00017
- (1074)CF22 Investment Adviser (Trainee) (11 Nov 2005 to 18 Oct 2006)
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Nigel Chaplin
IRN NXC00057
- (2029)CF1 Director (AR) (12 Dec 2002 to 26 Jan 2005)
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Nigel Edward Matthews
IRN NEM01027
- (2048)CF30 Customer (8 Jul 2010 to 16 Sep 2010)
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Nigel Evans
IRN NXE00001
- (2488)CF4 Partner (AR) (1 Dec 2001 to 5 Jun 2006)
- (2487)CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2007)
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Nigel Fergus Whitten
IRN NFW00002
- (350)CF22 Investment Adviser (Trainee) (7 Jul 2004 to 1 Mar 2005)
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Nigel Gavin Forde
IRN NGF00002
- (2511)CF22 Investment Adviser (Trainee) (8 Feb 2005 to 28 Oct 2005)
- (2512)CF21 Investment Adviser (25 Nov 2002 to 31 Dec 2004)
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Nigel Geoffrey Stockton
IRN NGS01040
- (3567)CF1 Director (AR) (4 Jul 2008 to 31 Dec 2008)
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Nigel James Purkiss
IRN NJP00024
- (3253)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- (3255)CF21 Investment Adviser (13 Jul 2006 to 31 Oct 2007)
- (3254)CF22 Investment Adviser (Trainee) (21 Sep 2005 to 13 Jul 2006)
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Nigel John Fewings Court
IRN NJC01192
- (2862)CF30 Customer (5 Dec 2007 to 11 Jul 2008)
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Nigel John Fraser Sueter
IRN NJS00016
- (1475)CF24 Pension Transfer Specialist (1 Dec 2001 to 17 Dec 2003)
- (1476)CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2006)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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AXA PPP Healthcare Group Limited (no longer appointed)
FRN 407453 · Appointed 1 Mar 2007 · Until 7 Apr 2011
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William Battle Associates Ltd (no longer appointed)
FRN 461116 · Appointed 11 Dec 2006 · Until 24 Jan 2008
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Integrity Morgages & Financial Services Ltd (no longer appointed)
FRN 456811 · Appointed 5 Sep 2006 · Until 14 Aug 2007
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Irvine Wright Financial Services (no longer appointed)
FRN 454302 · Appointed 6 Jul 2006 · Until 30 Jul 2007
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Royal British Legion Trading Limited (no longer appointed)
FRN 423187 · Appointed 20 Jun 2006 · Until 23 Mar 2011
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Fraser Reeves Estate Agents (no longer appointed)
FRN 412613 · Appointed 7 Jun 2006 · Until 21 Apr 2007
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Community Bank Financial Services Ltd (no longer appointed)
FRN 452172 · Appointed 18 May 2006 · Until 22 Aug 2007
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (49)SMF18 Other Overall Responsibility
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controlled function added: (48)SMF2 Chief Finance
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controlled function added: (47)SMF3 Executive Director
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controlled function added: (46)SMF24 Chief Operations
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controlled function added: (45)[FCA CF] Significant management
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controlled function added: (44)SMF9 Chair of the Governing Body
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF1 Chief Executive
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controlled function added: (41)SMF3 Executive Director
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controlled function added: (40)Responsible for Insurance Distribution