Nigel Geoffrey Stockton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TrinityBridge Limited

    FRN 119329

    • SMF3 Executive Director (since 1 Sep 2025)
    • SMF1 Chief Executive (since 1 Sep 2025)
  • TrinityBridge Fund Management Limited

    FRN 175827

    • SMF3 Executive Director (since 1 Sep 2025)
    • SMF1 Chief Executive (since 1 Sep 2025)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • SMF9 Chair of the Governing Body (1 Apr 2022 to 31 Aug 2024)
    • SMF1 Chief Executive (1 Apr 2022 to 31 Aug 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Jul 2020)
    • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Aug 2024)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 31 Aug 2024)
    • CF11 Money Laundering Reporting (11 Aug 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (11 Aug 2015 to 30 Sep 2018)
    • CF10 Compliance Oversight (11 Aug 2015 to 8 Dec 2019)
    • CF1 Director (1 Oct 2012 to 8 Dec 2019)
  • Ascot Lloyd Investment Management Limited (no longer approved here)

    FRN 650245

    • SMF1 Chief Executive (1 Apr 2022 to 31 Aug 2024)
    • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Jul 2020)
    • CF11 Money Laundering Reporting (3 Sep 2015 to 8 Dec 2019)
    • CF1 Director (3 Sep 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Sep 2015 to 8 Dec 2019)
  • Life and Easy Limited (no longer approved here)

    FRN 462298

    • CF1 Director (4 Oct 2012 to 1 Sep 2015)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • CF1 Director (AR) (2 Apr 2012 to 1 Sep 2015)
  • MORTGAGE INTELLIGENCE LIMITED (no longer approved here)

    FRN 305330

    • CF1 Director (AR) (23 Mar 2012 to 2 Aug 2013)
    • CF1 Director (11 Jul 2011 to 1 Sep 2015)
  • Mortgage Next Network Limited (no longer approved here)

    FRN 300866

    • CF1 Director (11 Jul 2011 to 1 Sep 2015)
  • Mortgage Advice Bureau (Derby) Limited (no longer approved here)

    FRN 466154

    • CF1 Director (AR) (30 Jun 2011 to 1 Sep 2015)
  • Capital Private Finance Ltd (no longer approved here)

    FRN 553772

    • Employed By (30 Jun 2011 to 31 Aug 2015)
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Updates to this individual's record on the FCA register.

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