Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
Complaints Contact
AvivaCustomer RelationsYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
Pension Transfer Advice
For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme
Investment Advice (no pensions)
For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme
Mortgage Advice
For Customer, Regulated mortgage contract
Authorised to Operate
Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme
Mortgage Arranging
For Customer, Regulated mortgage contract
Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Trades With You Directly
For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Runs Personal Pensions
Mortgage Setup
For Customer, Regulated mortgage contract
Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
- Kim Andrea Stanton
IRN KAS01126
- (1729)CF30 Customer (16 Jan 2009 to 17 Apr 2009)
- Kim Annette Houghton
IRN KAH00020
- (2856)CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2004)
- Kim Clarke
IRN KXC01320
- (2679)CF1 Director (9 Jun 2009 to 4 Apr 2011)
- Kim Steven Gay
IRN KSG00003
- (1537)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Oct 2002)
- Kimberley Squire
IRN KXS01278
- (1013)CF22 Investment Adviser (Trainee) (26 Jun 2006 to 24 Nov 2006)
- Kirsteen Elizabeth Parkes
IRN KEP01021
- (1929)[FCA CF] Client dealing (6 Jan 2022 to 30 Jun 2023)
- Kirstie Caneparo
IRN KXC01268
- (2839)CF1 Director (13 Apr 2015 to 24 Nov 2015)
- Kirstine Ann Cooper
IRN KAC01088
- (3015)[FCA CF] Manager of certification employee (15 Jul 2022 to 31 Dec 2023)
- (3016)CF1 Director (7 Mar 2016 to 29 Dec 2017)
- Kirsty Whitehouse
IRN KLT01020
- (1964)CF30 Customer (23 Jan 2009 to 16 Sep 2010)
- Kris Stephen John Sweeney
IRN KSS00009
- (2885)CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2005)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
- Firth and Associates Limited(no longer appointed)
FRN 178459 · Appointed 2 Feb 1992 · Until 6 Jul 2005
- MTJ Mogg Business Services(no longer appointed)
FRN 155259 · Appointed 1 Feb 1992 · Until 16 Sep 2002
- Marc Allen Estate Agents & Valuers(no longer appointed)
FRN 201144 · Appointed 1 Jan 1992 · Until 6 Aug 2007
- Richmond Financial Services(no longer appointed)
FRN 158371 · Appointed 21 Oct 1991 · Until 3 Oct 2002
- Heritage Financial Management(no longer appointed)
FRN 158259 · Appointed 12 Aug 1991 · Until 3 Jul 2002
- Allan Edwards Mortgage Consultants & Financial Advisors(no longer appointed)
FRN 157658 · Appointed 5 Jun 1991 · Until 16 Feb 2004
- Hawkins Financial Services(no longer appointed)
FRN 200774 · Appointed 3 Jun 1991 · Until 11 Jul 2002
Recent activity
Updates to this firm's record on the FCA register.
controlled function added: (3449)CF1 Director (AR)
controlled function added: (3448)CF21 Investment Adviser
controlled function added: (3447)CF22 Investment Adviser (Trainee)
controlled function added: (3446)CF7 Sole Trader (AR)
controlled function added: (3445)CF21 Investment Adviser
controlled function added: (3444)CF21 Investment Adviser
controlled function added: (3443)CF30 Customer
controlled function added: (3442)CF1 Director (AR)
controlled function added: (3441)CF22 Investment Adviser (Trainee)
controlled function added: (3440)[FCA CF] Significant management