Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Tom French & Associates Limited
FRN 185513
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 17 Nov 2025)
- [FCA CF] Client dealing (since 17 Nov 2025)
-
- CF30 Customer (11 Sep 2025 to 13 Nov 2025)
-
- (28)Employed By (11 Sep 2025 to 13 Nov 2025)
-
- [FCA CF] Functions requiring qualifications (22 Jun 2023 to 5 Nov 2024)
- [FCA CF] Client dealing (22 Jun 2023 to 5 Dec 2024)
-
- Appointed representative dealing with clients for which they require qualification (11 Jan 2021 to 12 May 2023)
- CF30 Customer (14 Dec 2020 to 12 May 2023)
-
- Employed By (14 Dec 2020 to 12 May 2023)
-
- CF30 Customer (1 Nov 2007 to 7 Sep 2010)
- CF21 Investment Adviser (4 Jul 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (5 Jul 2004 to 4 Jul 2005)
-
- CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2004)
-
- Employed By (1 Dec 2001 to 10 Mar 2004)
-
- CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at Financial Planning For Professionals Limited
-
controlled function added: (28)Employed By at Financial Planning For Professionals Limited