Aviva Administration Limited

Open as Markdown
Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kelly Ann Prentice

    IRN KAM01143

    • (1714)CF30 Customer (23 Jan 2009 to 11 Aug 2010)
  • Kelly Greig Greatholder

    IRN KGD00002

    • (2667)CF21 Investment Adviser (11 Sep 2002 to 3 Nov 2002)
    • (2666)CF22 Investment Adviser (Trainee) (2 Apr 2002 to 11 Sep 2002)
  • Kelly Louise Blair

    IRN KLB01045

    • (791)CF21 Investment Adviser (30 Aug 2006 to 28 Jan 2007)
    • (790)CF22 Investment Adviser (Trainee) (6 May 2005 to 30 Aug 2006)
  • Kenneth Broughton

    IRN KXB00064

    • (2887)CF30 Customer (31 Dec 2007 to 16 Sep 2010)
  • Kenneth Clive Chadwick

    IRN KCC00004

    • (1218)CF21 Investment Adviser (18 Dec 2002 to 22 May 2006)
    • (1217)CF22 Investment Adviser (Trainee) (11 Feb 2002 to 18 Dec 2002)
  • Kenneth George Patterson

    IRN KGP01022

    • (2894)CF21 Investment Adviser (10 Aug 2005 to 30 Jul 2007)
    • (2893)CF22 Investment Adviser (Trainee) (7 Feb 2005 to 10 Aug 2005)
  • Kenneth Hines

    IRN KXH00053

    • (844)CF22 Investment Adviser (Trainee) (18 Dec 2002 to 14 Mar 2003)
  • Kenneth Laughlin Fairbairn

    IRN KLF01032

    • (2784)CF30 Customer (7 Jun 2010 to 16 Sep 2010)
  • Kenneth Leslie Murphy

    IRN KLM00014

    • (1398)CF30 Customer (31 Mar 2010 to 16 Sep 2010)
  • Kenneth Michael Bywater

    IRN KMB00009

    • (603)CF7 Sole Trader (AR) (1 Dec 2001 to 9 Feb 2006)
    • (602)CF21 Investment Adviser (1 Dec 2001 to 9 Feb 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3489)Responsible for Insurance Distribution

  2. controlled function added: (3488)CF16 Significant Mgt (Desgntd Investment Business)

  3. controlled function added: (3487)CF1 Director (AR)

  4. controlled function added: (3486)CF21 Investment Adviser

  5. controlled function added: (3485)CF22 Investment Adviser (Trainee)

  6. controlled function added: (3484)CF30 Customer

  7. controlled function added: (3483)CF21 Investment Adviser

  8. controlled function added: (3482)CF22 Investment Adviser (Trainee)

  9. controlled function added: (3481)CF30 Customer

  10. controlled function added: (3480)CF22 Investment Adviser (Trainee)

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