Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Trevor John Vanstone

    IRN TJV01014

    • (3565)CF28 Systems and controls (9 Aug 2012 to 18 Nov 2013)
  • Trevor Nigel Thrower

    IRN TNT00002

    • (2676)CF30 Customer (20 Jan 2010 to 16 Sep 2010)
  • Trevor Pilling

    IRN TXP00041

    • (1410)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2002)
  • Trevor Richardson

    IRN TXR01091

    • (3018)CF21 Investment Adviser (17 Aug 2002 to 4 Oct 2004)
    • (3017)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Aug 2002)
  • Trevor Turner

    IRN TXT01166

    • (2195)CF30 Customer (1 Nov 2007 to 28 Jan 2008)
    • (2197)CF21 Investment Adviser (30 Jun 2006 to 31 Oct 2007)
    • (2196)CF22 Investment Adviser (Trainee) (21 Sep 2005 to 30 Jun 2006)
  • Trevor Willday

    IRN TXW00021

    • (2172)CF30 Customer (20 Jan 2010 to 21 Apr 2010)
  • Trevorr Robert Rawlins

    IRN TRR00002

    • (522)CF21 Investment Adviser (1 Dec 2001 to 5 Mar 2007)
  • Tristan Scott

    IRN TJS00045

    • (2535)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • (2537)CF21 Investment Adviser (14 Feb 2006 to 31 Oct 2007)
    • (2536)CF22 Investment Adviser (Trainee) (17 Mar 2005 to 14 Feb 2006)
  • Valerie Anne Clark

    IRN VAC01012

    • (90)CF1 Director (AR) (15 Aug 2005 to 24 Feb 2006)
  • Vanessa Dawn Towey

    IRN VDT00002

    • (1353)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • (1355)CF21 Investment Adviser (14 Sep 2005 to 31 Oct 2007)
    • (1354)CF22 Investment Adviser (Trainee) (17 Jan 2005 to 14 Sep 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Sun Life Direct

  2. trading name added: Clydesdale Financial Advisory Service

  3. trading name added: Britannia Financial Advisory Services

  4. controlled function added: (56)SMF18 Other Overall Responsibility

  5. controlled function added: (55)SMF4 Chief Risk

  6. controlled function added: (54)SMF24 Chief Operations

  7. controlled function added: (53)[FCA CF] Manager of certification employee

  8. controlled function added: (52)[FCA CF] Significant management

  9. controlled function added: (51)[FCA CF] Manager of certification employee

  10. controlled function added: (50)[FCA CF] Manager of certification employee

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