Tristan Scott

• Skipton Building Society

  FRN 153706

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Oct 2019)
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2016)
• SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 100013

  • CF30 Customer (14 Nov 2013 to 27 Oct 2016)
• ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

  FRN 155241

  • CF30 Customer (29 Jul 2013 to 4 Nov 2013)
• Phoenix Wealth Services Limited (no longer approved here)

  FRN 465753

  • CF30 Customer (3 Sep 2010 to 17 May 2013)
• Aviva Administration Limited (no longer approved here)

  FRN 185746

  • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
  • CF21 Investment Adviser (14 Feb 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (17 Mar 2005 to 14 Feb 2006)
• Legal and General Assurance Society Limited (no longer approved here)

  FRN 117659

  • CF21 Investment Adviser (31 Dec 2004 to 4 Feb 2005)
• Legal & General (Unit Trust Managers) Limited (no longer approved here)

  FRN 119273

  • CF21 Investment Adviser (31 Dec 2004 to 4 Feb 2005)

No changes recorded yet.