Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Martin Webster Hewetson
IRN MXH01558
- (2259)CF21 Investment Adviser (22 Jun 2005 to 6 Sep 2006)
- (2258)CF22 Investment Adviser (Trainee) (24 Aug 2004 to 22 Jun 2005)
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Martyn Andrew Parker
IRN MAP00034
- (539)CF21 Investment Adviser (1 Dec 2001 to 14 May 2004)
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Martyn John Fisher
IRN MJF00026
- (3065)CF21 Investment Adviser (16 Jun 2004 to 23 Aug 2007)
- (3064)CF22 Investment Adviser (Trainee) (12 Feb 2004 to 16 Jun 2004)
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Mary Catherine Phibbs
IRN MCP01084
- (3582)CF2 Non Executive Director (29 Jul 2011 to 28 Mar 2013)
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Mary Harper
IRN MXH00204
- (3626)SMF3 Executive Director (19 Mar 2021 to 3 Jan 2022)
- (3627)[FCA CF] Manager of certification employee (1 Jan 2021 to 18 Mar 2021)
- (3628)[FCA CF] Significant management (3 Feb 2020 to 18 Mar 2021)
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Mary Louise Mayoh
IRN MLM01066
- (164)CF22 Investment Adviser (Trainee) (17 Jan 2005 to 18 Feb 2005)
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Mary Margaret Davis
IRN MMW00001
- (1301)CF30 Customer (1 Nov 2007 to 14 Dec 2007)
- (1303)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- (1302)CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Dec 2003)
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Mary Taylor Forrester Dick
IRN MTD00013
- (2324)CF30 Customer (23 Jan 2009 to 16 Sep 2010)
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Matthew Adam Metcalf
IRN MAM00068
- (2424)CF21 Investment Adviser (12 Jan 2004 to 6 Oct 2006)
- (2423)CF22 Investment Adviser (Trainee) (24 Feb 2003 to 12 Jan 2004)
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Matthew Anderson
IRN MXA00154
- (15)[FCA CF] Significant management (since 1 Jan 2022)
- (2727)[FCA CF] Manager of certification employee (1 Jan 2022 to 3 Nov 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Cable Insurance Consultants (no longer appointed)
FRN 125061 · Appointed 2 Nov 2000 · Until 16 Jul 2002
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Ridler Insurance Consultants (no longer appointed)
FRN 164475 · Appointed 25 Oct 2000 · Until 24 Sep 2003
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Nottingham Forect Football Club Ltd (no longer appointed)
FRN 193096 · Appointed 27 Sep 2000 · Until 16 Sep 2002
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Action Mortgage & Finance (no longer appointed)
FRN 192824 · Appointed 12 Sep 2000 · Until 12 Dec 2002
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David Blount Estate Agents (no longer appointed)
FRN 201817 · Appointed 7 Sep 2000 · Until 31 Oct 2004
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Fallowell & Partners Ltd (no longer appointed)
FRN 193974 · Appointed 1 Sep 2000 · Until 15 Jun 2004
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Passward Financial Planning (no longer appointed)
FRN 193979 · Appointed 21 Jul 2000 · Until 27 Jun 2003
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: Sun Life Direct
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trading name added: Clydesdale Financial Advisory Service
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trading name added: Britannia Financial Advisory Services
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controlled function added: (56)SMF18 Other Overall Responsibility
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controlled function added: (55)SMF4 Chief Risk
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controlled function added: (54)SMF24 Chief Operations
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controlled function added: (53)[FCA CF] Manager of certification employee
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controlled function added: (52)[FCA CF] Significant management
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controlled function added: (51)[FCA CF] Manager of certification employee
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controlled function added: (50)[FCA CF] Manager of certification employee