Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael David Williams

    IRN MDW00020

    • (355)CF21 Investment Adviser (11 Dec 2003 to 30 Sep 2004)
    • (354)CF22 Investment Adviser (Trainee) (16 May 2003 to 11 Dec 2003)
  • Michael Edward Claxton

    IRN MEC01068

    • (2794)CF21 Investment Adviser (18 Sep 2003 to 6 Sep 2004)
    • (2793)CF22 Investment Adviser (Trainee) (7 Mar 2003 to 18 Sep 2003)
  • Michael Eric Dandy

    IRN MED01074

    • (1712)CF30 Customer (20 Jan 2010 to 16 Sep 2010)
  • Michael Foy

    IRN MXF00051

    • (286)CF21 Investment Adviser (25 May 2004 to 22 Jul 2007)
    • (285)CF22 Investment Adviser (Trainee) (29 Oct 2003 to 25 May 2004)
  • Michael Francis Weedon

    IRN MFW00006

    • (1515)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2003)
  • Michael Frank Hall

    IRN MFH00001

    • (1215)CF21 Investment Adviser (20 Jul 2004 to 1 Dec 2004)
    • (1214)CF22 Investment Adviser (Trainee) (11 Dec 2003 to 20 Jul 2004)
  • Michael Frederick Collenette

    IRN MFC01036

    • (913)CF22 Investment Adviser (Trainee) (16 Oct 2002 to 18 Apr 2003)
  • Michael Gary Woollard

    IRN MGW01092

    • (2743)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • (2744)CF22 Investment Adviser (Trainee) (4 Oct 2007 to 31 Oct 2007)
  • Michael Graeme Fulwell

    IRN MGF00008

    • (829)CF21 Investment Adviser (13 Aug 2003 to 1 Oct 2004)
    • (828)CF22 Investment Adviser (Trainee) (27 Dec 2002 to 13 Aug 2003)
    • (830)CF4 Partner (AR) (27 Dec 2002 to 1 Oct 2004)
  • Michael Graham Roberts

    IRN MGR01043

    • (3248)CF21 Investment Adviser (4 Nov 2002 to 31 Dec 2004)
    • (3247)CF22 Investment Adviser (Trainee) (1 Feb 2002 to 4 Nov 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Sun Life Direct

  2. trading name added: Clydesdale Financial Advisory Service

  3. trading name added: Britannia Financial Advisory Services

  4. controlled function added: (56)SMF18 Other Overall Responsibility

  5. controlled function added: (55)SMF4 Chief Risk

  6. controlled function added: (54)SMF24 Chief Operations

  7. controlled function added: (53)[FCA CF] Manager of certification employee

  8. controlled function added: (52)[FCA CF] Significant management

  9. controlled function added: (51)[FCA CF] Manager of certification employee

  10. controlled function added: (50)[FCA CF] Manager of certification employee

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