Aviva Administration Limited

Open as Markdown
Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Wilson

    IRN PMW00004

    • (3632)SMF3 Executive Director (28 Apr 2021 to 30 Jun 2023)
    • (3633)[FCA CF] Significant management (9 Dec 2019 to 27 Apr 2021)
  • Paul Wren

    IRN PXW00124

    • (1019)CF21 Investment Adviser (25 Nov 2002 to 30 Aug 2007)
    • (1018)CF22 Investment Adviser (Trainee) (24 Jul 2002 to 25 Nov 2002)
    • (1020)CF7 Sole Trader (AR) (24 Jul 2002 to 31 Jan 2007)
  • Paula Jane Sullivan

    IRN PJA00019

    • (1821)CF30 Customer (1 Nov 2007 to 1 Jul 2008)
    • (1823)CF21 Investment Adviser (6 Oct 2005 to 31 Oct 2007)
    • (1822)CF22 Investment Adviser (Trainee) (27 Sep 2005 to 6 Oct 2005)
  • Paula John

    IRN PXW00113

    • (2630)CF30 Customer (12 Dec 2008 to 28 May 2009)
    • (2632)CF21 Investment Adviser (28 Oct 2005 to 31 Oct 2007)
    • (2631)CF22 Investment Adviser (Trainee) (25 Apr 2005 to 28 Oct 2005)
  • Pauline Caroline Breathwick

    IRN PCS00007

    • (3054)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • (3056)CF21 Investment Adviser (24 Aug 2006 to 31 Oct 2007)
    • (3055)CF22 Investment Adviser (Trainee) (21 Sep 2005 to 24 Aug 2006)
  • Pauline Clay

    IRN PXC00052

    • (946)CF21 Investment Adviser (14 Feb 2003 to 15 Apr 2004)
    • (947)CF4 Partner (AR) (31 Oct 2002 to 15 Apr 2004)
    • (945)CF22 Investment Adviser (Trainee) (31 Oct 2002 to 14 Feb 2003)
  • Pauline Roberta Hall

    IRN PRM01139

    • (2737)[FCA CF] Client dealing (1 Jan 2021 to 20 Sep 2021)
    • (2738)[FCA CF] Functions requiring qualifications (1 Jan 2021 to 12 Nov 2021)
  • Pekka John Dare

    IRN PJD01176

    • (197)CF11 Money Laundering Reporting (19 Apr 2004 to 16 Oct 2004)
  • Peter Andrew McGowan

    IRN PAM01230

    • (3606)CF30 Customer (30 Jan 2009 to 6 Sep 2010)
  • Peter Anthony Churm

    IRN PAC00025

    • (769)CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Sun Life Direct

  2. trading name added: Clydesdale Financial Advisory Service

  3. trading name added: Britannia Financial Advisory Services

  4. controlled function added: (56)SMF18 Other Overall Responsibility

  5. controlled function added: (55)SMF4 Chief Risk

  6. controlled function added: (54)SMF24 Chief Operations

  7. controlled function added: (53)[FCA CF] Manager of certification employee

  8. controlled function added: (52)[FCA CF] Significant management

  9. controlled function added: (51)[FCA CF] Manager of certification employee

  10. controlled function added: (50)[FCA CF] Manager of certification employee

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