Pauline Roberta Hall

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Scottish Widows Schroder Personal Wealth Limited
FRN 830170
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 18 Jan 2022)
- [FCA CF] Client dealing (since 18 Jan 2022)
Aviva Administration Limited (no longer approved here)
FRN 185746
- [FCA CF] Client dealing (1 Jan 2021 to 20 Sep 2021)
- [FCA CF] Functions requiring qualifications (1 Jan 2021 to 12 Nov 2021)
WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- CF30 Customer (14 Oct 2015 to 13 May 2016)
Scottish Widows Unit Trust Managers Limited (no longer approved here)
FRN 122129
- CF30 Customer (6 Oct 2010 to 1 Jan 2013)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (1 Nov 2007 to 6 Oct 2010)
- CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.