Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
5 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shaun Robert Atkins

    IRN SRA00008

    • (783)CF1 Director (AR) (28 Mar 2003 to 3 Mar 2004)
  • Sherif Sayed Aziz Omar

    IRN SSO01013

    • (1935)[FCA CF] Functions requiring qualifications (1 Jan 2021 to 30 Jun 2023)
    • (1934)[FCA CF] Client dealing (1 Jan 2021 to 30 Jun 2023)
  • Sherwin Samavat

    IRN SXS05657

    • (17)[FCA CF] Manager of certification employee (since 1 Jul 2025)
  • Shirley Drysdale

    IRN SXD00118

    • (1734)CF30 Customer (9 Dec 2009 to 16 Sep 2010)
  • Shirley Joy Durow

    IRN SJD01248

    • (1796)CF22 Investment Adviser (Trainee) (17 Oct 2006 to 28 Feb 2007)
  • Sian Sharpe

    IRN SXG01273

    • (4)CF30 Customer (24 Sep 2009 to 16 Sep 2010)
  • Sidney Ralph Howe

    IRN SRH00016

    • (317)CF1 Director (AR) (5 Sep 2003 to 17 May 2007)
    • (316)CF21 Investment Adviser (1 Dec 2001 to 17 May 2007)
  • Simon Brian Davies

    IRN SBD01035

    • (1670)CF30 Customer (29 Jan 2015 to 20 Jul 2015)
  • Simon Charles Mann

    IRN SCM00002

    • (1653)CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2003)
  • Simon Ellis

    IRN SME00004

    • (2982)CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3539)CF2 Non Executive Director

  2. controlled function added: (3538)CF21 Investment Adviser

  3. controlled function added: (3537)CF21 Investment Adviser

  4. controlled function added: (3536)CF22 Investment Adviser (Trainee)

  5. controlled function added: (3535)CF10 Compliance Oversight

  6. controlled function added: (3534)CF1 Director

  7. controlled function added: (3533)CF1 Director

  8. controlled function added: (3532)[FCA CF] Manager of certification employee

  9. controlled function added: (3531)CF29 Significant management

  10. controlled function added: (3530)SMF3 Executive Director

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