Simon Ellis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 10 Dec 2014)
    • CF30 Customer (since 16 Apr 2012)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF1 Director (AR) (since 10 Dec 2014)
  • Simon Ellis Associates Ltd

    FRN 652489

    • (1)Employed By (since 3 Dec 2014)
  • Blueprint Financial Services Ltd (no longer approved here)

    FRN 227242

    • Employed By (16 Apr 2012 to 1 Oct 2020)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (17 Mar 2009 to 30 Mar 2012)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2003)
  • Choices the Multi Service Agency Ltd (no longer approved here)

    FRN 158365

    • Employed By (1 Dec 2001 to 1 Nov 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.