Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Tanya Grady

    IRN TXS01371

    • (2599)[FCA CF] Functions requiring qualifications (5 May 2023 to 1 Oct 2023)
  • Tanya Louise Redman

    IRN TLR01014

    • (2879)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • (2881)CF21 Investment Adviser (12 May 2006 to 31 Oct 2007)
    • (2880)CF22 Investment Adviser (Trainee) (21 Sep 2005 to 12 May 2006)
  • Tara Moore

    IRN TXM01322

    • (253)CF22 Investment Adviser (Trainee) (13 Jan 2005 to 28 Sep 2006)
  • Terence Cowan

    IRN TOC00001

    • (3079)CF21 Investment Adviser (26 Nov 2003 to 2 Sep 2007)
    • (3080)CF4 Partner (AR) (25 Apr 2003 to 2 Sep 2007)
    • (3078)CF22 Investment Adviser (Trainee) (25 Apr 2003 to 26 Nov 2003)
  • Terence Harold Marshall

    IRN THM00004

    • (129)CF22 Investment Adviser (Trainee) (2 Sep 2004 to 7 Oct 2005)
    • (130)CF1 Director (AR) (2 Sep 2004 to 4 Aug 2005)
  • Terence Henry Else

    IRN THE00001

    • (509)CF1 Director (AR) (1 Dec 2001 to 18 Oct 2004)
    • (508)CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2004)
  • Terence Joseph Ferguson

    IRN TJF01050

    • (162)CF22 Investment Adviser (Trainee) (5 Sep 2005 to 23 Aug 2006)
  • Terence Mark McCormick

    IRN TMM01077

    • (1784)CF30 Customer (15 May 2009 to 13 Aug 2010)
  • Terence Michael Townsend

    IRN TMT01022

    • (25)CF16 Significant Mgt (Desgntd Investment Business) (4 Jan 2005 to 31 May 2005)
  • Terence Mulroney

    IRN TXM00030

    • (3045)CF1 Director (AR) (28 Jan 2003 to 29 Aug 2007)
    • (3044)CF4 Partner (AR) (28 Jan 2002 to 28 Jan 2002)
    • (3043)CF21 Investment Adviser (28 Jan 2002 to 29 Aug 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3589)CF1 Director

  2. controlled function added: (3588)CF1 Director (AR)

  3. controlled function added: (3587)CF3 Chief Executive

  4. controlled function added: (3586)CF8 Apportionment and Oversight

  5. controlled function added: (3585)CF22 Investment Adviser (Trainee)

  6. controlled function added: (3584)CF2 Non Executive Director

  7. controlled function added: (3583)CF4 Partner (AR)

  8. controlled function added: (3582)CF2 Non Executive Director

  9. controlled function added: (3581)CF1 Director

  10. controlled function added: (3580)CF28 Systems and controls

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