Terence Harold Marshall

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quantum 3 Financial Services Ltd (no longer approved here)
FRN 221358
- Employed By (10 Aug 2005 to 7 Oct 2005)
Elevate Portfolio Services Limited (no longer approved here)
FRN 144849
- CF1 Director (AR) (2 Sep 2004 to 4 Aug 2005)
- CF22 Investment Adviser (Trainee) (2 Sep 2004 to 31 Oct 2004)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF22 Investment Adviser (Trainee) (2 Sep 2004 to 7 Oct 2005)
- CF1 Director (AR) (2 Sep 2004 to 4 Aug 2005)
Marshall McDowell Ltd (no longer approved here)
FRN 403142
- Employed By (2 Sep 2004 to 10 Aug 2005)
RLUM Limited (no longer approved here)
FRN 144032
- CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.