Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Skipton Building Society
FRN 153706
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 19 Oct 2020)
- [FCA CF] Functions requiring qualifications (since 19 Oct 2020)
- [FCA CF] Client dealing (1 Oct 2019 to 30 Sep 2020)
- [FCA CF] Functions requiring qualifications (4 Oct 2016 to 30 Sep 2020)
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- CF30 Customer (23 Jul 2013 to 20 Sep 2016)
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- CF30 Customer (3 Sep 2010 to 17 May 2013)
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- CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- CF21 Investment Adviser (12 May 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (21 Sep 2005 to 12 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.