Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
2 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Raymond Smith

    IRN RXS01430

    • (1225)CF21 Investment Adviser (28 Oct 2005 to 3 Mar 2006)
    • (1224)CF22 Investment Adviser (Trainee) (9 Feb 2005 to 28 Oct 2005)
  • Reanu Tripta Vasdev

    IRN RTV01008

    • (3410)CF21 Investment Adviser (28 Oct 2005 to 16 Jun 2006)
    • (3409)CF22 Investment Adviser (Trainee) (17 Jan 2005 to 28 Oct 2005)
  • Rebecca Jane Holdsworth

    IRN RJH01391

    • (1761)CF1 Director (AR) (19 Mar 2007 to 1 Jul 2007)
  • Rebecca Jayne Hammonds

    IRN RJJ00017

    • (3251)CF21 Investment Adviser (18 Aug 2003 to 31 Dec 2004)
    • (3250)CF22 Investment Adviser (Trainee) (8 Oct 2002 to 18 Aug 2003)
  • Reginald Warner

    IRN RXH00194

    • (1863)CF1 Director (AR) (1 Dec 2001 to 30 Oct 2004)
  • Rene Alexis Maby

    IRN RAM00027

    • (1479)CF21 Investment Adviser (1 Dec 2001 to 30 Mar 2003)
  • Riaan De Bruyn

    IRN RXD00358

    • (3)[FCA CF] Manager of certification employee (since 1 Sep 2025)
    • (4)[FCA CF] Significant management (since 1 Sep 2025)
  • Richard Adrian Bourne

    IRN RAB01326

    • (1279)CF22 Investment Adviser (Trainee) (28 Oct 2005 to 25 Mar 2006)
  • Richard Alan Kemp

    IRN RXK00034

    • (489)CF30 Customer (1 Nov 2007 to 14 May 2010)
    • (490)CF22 Investment Adviser (Trainee) (25 Apr 2007 to 31 Oct 2007)
  • Richard Anthony Bruty

    IRN RAB00034

    • (559)CF4 Partner (AR) (27 Jan 2003 to 16 Feb 2006)
    • (557)CF21 Investment Adviser (1 Dec 2001 to 16 Feb 2006)
    • (558)CF7 Sole Trader (AR) (1 Dec 2001 to 27 Jan 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3599)[FCA CF] Significant management

  2. controlled function added: (3598)SMF18 Other Overall Responsibility

  3. controlled function added: (3597)CF1 Director (AR)

  4. controlled function added: (3596)CF2 Non Executive Director

  5. controlled function added: (3595)CF22 Investment Adviser (Trainee)

  6. controlled function added: (3594)CF1 Director

  7. controlled function added: (3593)CF2 Non Executive Director

  8. controlled function added: (3592)CF29 Significant management

  9. controlled function added: (3591)CF29 Significant management

  10. controlled function added: (3590)CF2 Non Executive Director

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