Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Susan Margaret Bowler

    IRN SMB00074

    • (1144)CF21 Investment Adviser (16 May 2007 to 4 Oct 2007)
    • (1143)CF22 Investment Adviser (Trainee) (17 Oct 2006 to 16 May 2007)
  • Susan Margaret Kuczynska

    IRN SXK00788

    • (26)[FCA CF] Significant management (since 23 Apr 2024)
  • Susan Rai-Hutchins

    IRN SXR00144

    • (1907)CF30 Customer (20 Jan 2010 to 16 Sep 2010)
  • Susan Tracey Kelly

    IRN STK01009

    • (2152)CF21 Investment Adviser (19 May 2005 to 4 Jan 2006)
    • (2151)CF22 Investment Adviser (Trainee) (3 Mar 2005 to 19 May 2005)
  • Susan Wenborne

    IRN SXW01357

    • (1979)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • (1981)CF21 Investment Adviser (15 Nov 2005 to 31 Oct 2007)
    • (1980)CF22 Investment Adviser (Trainee) (17 May 2005 to 15 Nov 2005)
  • Susanna Lee Russell

    IRN SLR00009

    • (1562)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
  • Suzanne Jane Shepherd

    IRN SJC01292

    • (2218)CF22 Investment Adviser (Trainee) (17 Jan 2005 to 9 Sep 2005)
  • Suzanne Jane Willis

    IRN SJC01299

    • (1736)CF30 Customer (1 Nov 2007 to 7 Jan 2008)
    • (1738)CF21 Investment Adviser (27 Nov 2006 to 31 Oct 2007)
    • (1737)CF22 Investment Adviser (Trainee) (18 Jan 2006 to 27 Nov 2006)
  • Suzanne Rodgers

    IRN SXR00131

    • (1335)CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Sylvie Elizabeth Pearson-King

    IRN SXK00022

    • (3382)CF30 Customer (15 Oct 2009 to 16 Sep 2010)
    • (3384)CF21 Investment Adviser (11 Nov 2005 to 31 Oct 2007)
    • (3383)CF22 Investment Adviser (Trainee) (8 Apr 2005 to 11 Nov 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3599)[FCA CF] Significant management

  2. controlled function added: (3598)SMF18 Other Overall Responsibility

  3. controlled function added: (3597)CF1 Director (AR)

  4. controlled function added: (3596)CF2 Non Executive Director

  5. controlled function added: (3595)CF22 Investment Adviser (Trainee)

  6. controlled function added: (3594)CF1 Director

  7. controlled function added: (3593)CF2 Non Executive Director

  8. controlled function added: (3592)CF29 Significant management

  9. controlled function added: (3591)CF29 Significant management

  10. controlled function added: (3590)CF2 Non Executive Director

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