Suzanne Jane Shepherd

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perspective (North West) Limited

    FRN 229808

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 17 Dec 2025)
    • [FCA CF] Client dealing (since 17 Dec 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (22 Feb 2006 to 13 Oct 2006)
    • CF22 Investment Adviser (Trainee) (14 Nov 2005 to 22 Feb 2006)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 9 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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